Endocrine Reviews 19 (2): 173-202
Copyright © 1998 by The Endocrine Society
Endocrinopathies in the Family of Endoplasmic Reticulum (ER) Storage Diseases: Disorders of Protein Trafficking and the Role of ER Molecular Chaperones*
Paul S. Kim and
Peter Arvan
Division of Endocrinology (P.S.K.), University of Cincinnati
College of Medicine, Cincinnati, Ohio 45267; and Division of
Endocrinology (P.A.) and Department of Developmental and Molecular
Biology, Albert Einstein College of Medicine, Bronx, New York
10461
Correspondence: Address correspondence to: Peter Arvan, M.D., Ph.D., Division of Endocrinology, Albert Einstein College of Medicine, 1300 Morris Park Avenue, Bronx, New York 10461.
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Abstract
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- I. Introduction
- A. Overview
- B. Protein folding in the ER
- C. Supervised folding: the concept of molecular chaperones and folding
catalysts
- D. Co- and posttranslational modifications are factors that can influence
folding
- II. ER Molecular Chaperones, Folding Catalysts, and Molecular Escorts
- A. Binding protein (BiP)
- B. GRP94
- C. Calnexin and calreticulin
- D. Disulfide isomerase and prolyl isomerase: families of folding catalysts
- E. ERp72 and ER60
- F. HSP47
- G. Molecular escorts: pro-peptides, transport subunits,
receptor-associated protein (RAP), and 7B2
- III. Models of ER to Golgi Traffic Influence Models of Quality Control
- A. Escape from ER retention as one hypothesis to explain anterograde
protein traffic from the ER
- B. Cargo receptors as another hypothesis to explain anterograde protein
traffic from the ER
- C. What provides quality control of ER export?
- D. ER-associated degradation
- IV. Endocrinopathies as Models of Defective Protein Export
- A. Congenital hypothyroid goiter with thyroglobulin deficiency
- B. Familial neurohypophyseal diabetes insipidus
- C. Osteogenesis imperfecta and disorders of procollagen biosynthesis
- D. ERSDs affecting lipoprotein metabolism
- E. Other selected nonendocrine and endocrine ERSDs
- V. Summary: A Proposed Classification of ERSDs
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I. Introduction
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A. Overview
ALL EUKARYOTIC cells secrete proteins. Higher eukaryotic
tissues, in general, and many endocrine glands, in particular, are
differentiated to release abundant quantities of specialized proteins.
Most of the proteins released from cells are carried to the plasma
membrane via the biosynthetic transport pathway. The entire pathway is
comprised of specific transport vesicles that shuttle their cargo
through a series of intracellular way-stations (1): at each successive
station, specific sorting decisions can be made on the basis of
transport signals (2, 3) and retention signals (4, 5, 6). Exportable
proteins enter at the endoplasmic reticulum (ER), the first
membrane-bounded compartment of this pathway (7, 8). Functions of the
ER include the synthesis, initial modification, and export of
polypeptides destined for secretion or to be located at the plasma
membrane. One of the most important jobs of the ER is to provide an
environment to facilitate the proper folding and assembly of newly
synthesized exportable proteins. In addition, the ER contains
mechanisms to monitor the fidelity of these early biosynthetic events
in the protein export pathway. This has been called "ER quality
control" (9), which involves machinery designed to try to prevent
premature export of incompletely or improperly folded proteins from the
ER, as well as machinery intended to initiate the removal of misfolded,
incompetent proteins (10). These features of the ER have evolved to
reduce potential harm posed by exportable proteins that are prone to
aggregation and malfunction. Thus, ER quality control machinery is
designed to differentiate normal and abnormal forms of a wide variety
of exportable proteins, presumably by recognizing structural signals
that are enriched in misfolded and incompletely folded molecules.
Recent years have witnessed the identification of numerous inborn
errors of metabolism that affect secretory or plasma membrane proteins.
In many instances, mutations causing minor changes in protein primary
structure lead to intracellular retention of the affected proteins,
suggesting that proper conformation is critical for protein transport
as well as biological activity. Nowadays, scientists are increasingly
combining molecular and biochemical analyses in the hopes of
identifying precisely how mutations produce folding defects that lead
to abnormal protein trafficking. In this report, we review defective
protein export as the cause of a variety of endocrinopathies that fall
into the category of Endoplasmic Reticulum Storage Diseases (ERSDs)
(11). These disorders include certain forms of congenital hypothyroid
goiter, osteogenesis imperfecta, diabetes insipidus, familial
hypercholesterolemia, and others. In each case, the disease leads to
accumulation in the ER of a critically important protein that is unable
to reach its target site and therefore is unable to perform its
physiologically intended function.
Morphological studies of cells affected by ERSDs routinely reveal
expansion and dilation of the ER compartment, which may in part be due
to accumulation of misfolded exportable proteins. Moreover, the
compensatory response in such cells also frequently includes a
selective induction of the synthesis (and supranormal accumulation) of
several ER resident proteins that are thought to participate in ER
quality control. Most of these proteins are considered to be molecular
chaperones, a subtopic that is considered further in Section
II.
This review will provide an endocrinologists perspective of protein
folding in the ER. From this vantage point, we consider how subtle
mutations in the coding sequences of polypeptide hormone precursors and
other exportable proteins, in conjunction with ER quality control, can
lead to defective protein trafficking, causing a disease phenotype.
Finally, we review specific representative endocrinopathies in greater
detail, as a means to highlight the underlying similarities and
differences in phenotypes and modes of transmission of ERSDs, with an
eye toward identifying future directions of endocrine investigation.
B. Protein folding in the ER
Until recently, the principle of protein biogenesis relied
entirely on the hypothesis that each peptide chain can self-assemble
into a stable, low free-energy conformation, based solely on
information contained within the primary structure (12, 13). The idea
that few additional factors were required for proper folding was
supported by studies of the renaturation of small polypeptides in
dilute solution at reduced temperature. However, folding of proteins in
living cells (14), especially within the ER compartment, occurs under
highly restrictive conditions unique to this microenvironment (15, 16).
For one thing, the protein concentration in the lumen of the ER may be
as high as 100 mg/ml (17). Second, secretory proteins are translocated
into the ER as they are being translated; thus, the NH2
termini of secretory proteins routinely begin to fold in the ER before
the COOH termini have even been synthesized (18, 19). Third, the ER is
the site for de novo addition of N-linked core
oligosaccharides, as well as initial carbohydrate processing that may
exert both direct and indirect effects on glycoprotein folding (see
Section I.D). Fourth, the composition of ions and small
molecules in the intraluminal environment of the ER is highly
regulated: this includes levels of calcium (20) and ATP (21). Finally,
in mammalian cells, the ER is a more oxidizing environment than the
soluble cytoplasm, owing to the transport of oxidized glutathione (22),
which fosters the formation of disulfide bridges (23). All of these
conditions, but particularly the oxidizing environment and
extraordinary concentration of nascent (unfolded) polypeptides, lead to
an increased possibility for improper intra- and intermolecular
associations.
In spite of these obstacles, a high fraction of newly synthesized
secretory and plasma membrane proteins are successfully folded and
exported from the ER. Indeed, while a fraction of the initial cohort of
newly made exportable proteins may enter novel misfolded states, for
endogenous proteins in general, most of the cohort follows a
"statistically-most-probable" folding pathway, proceeding through a
predictable series of conformational intermediates en route to the
native state (24, 25, 26, 27, 28). It is believed that this process has evolved via
cotranslational domain-dependent folding (19) in conjunction with the
actions of compartment-specific molecular chaperones.
C. Supervised folding: the concept of molecular chaperones and
folding catalysts
It is believed that the overall speed and efficiency of exportable
protein folding is enhanced through a combination of interactions with
another group of proteins resident to the ER. This group includes
members of highly conserved families of molecular chaperones, as well
as others to be described, some of which are viewed primarily as
folding catalysts. Found in every living cell, molecular chaperones
were originally defined as families of proteins that assist in the
self-assembly of other chains but are generally not part of the final
functional unit (29). Thus, by definition, classical molecular
chaperones interact only transiently with their "substrate"
proteins (for further definition, see Section II and Fig. 1
, below). Of the ER molecular
chaperones, several are known to be members of the larger family of
heat shock proteins (HSPs), conserved even to prokaryotes (which lack
ER and other cytoplasmic organelles). Heat shock is only one of several
different types of stress that can cause protein denaturation, and
HSP60, HSP70, and HSP90 classes of heat shock proteins, so named for
their approximate molecular weights, are known to play crucial
compensatory roles that allow cell survival in the face of stress, by
limiting and potentially reversing aggregation of misfolded proteins
(30). In the cells of higher eukaryotes, each intracellular
compartment, including the ER, has its own subset of HSPs and other
chaperones (except for the absence of an identifiable HSP60 class
member in the ER). In the HSP70 class, all members share remarkable
homology in their "substrate"-binding regionsand the same is true
of the HSP90 class. Thus members within a given class tend to differ
mostly within the region of the chaperone that specifies targeting to a
particular subcellular compartment. However, certain metabolic insults
may tend to trigger a chaperone stress response limited more or less
selectively to a specific compartment (31, 32, 33). Indeed, glucose
deprivation is a relatively selective stimulant of the ER stress
response; thus, certain ER chaperones also go under the name of GRPs,
for glucose-regulated proteins (34).

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Figure 1. Categories of ER helper proteins described in the
text. The relative abundance of many ER resident proteins varies
considerably with cell type and is stimulated under conditions of
cellular stress (see text), but many of these molecules are very
abundant, perhaps on the order of 10 mg/ml, even under resting
conditions (92, 457). This schematic figure divides helper proteins in
the ER into four general categories that are defined in the text at the
beginning of Section II. These groupings are not
complete lists, e.g., the protein-specific ER chaperones
do not include BAP31, an ER membrane protein that interacts selectively
with certain members of the cellubrevin/synaptobrevin family (459).
Some proteins listed are not discussed individually in the text. Under
the enzymes that regulate folding are included molecules that may have
both direct and indirect effects on protein conformation,
e.g., sugar processing in the ER may directly influence
folding as well as by glycoprotein association with calnexin and
calreticulin (see Section II.C). Other molecules listed
fall into "gray areas" with respect to category. For example, PDI
has been described as both a foldase and a classic ER chaperone (see
Section II.D). Likewise, it is possible that ERp72
and/or ER60, listed here as classic chaperones, might exhibit PDI-like
catalytic activity in vivo. Further, prolyl hydroxylase
and glutamyl carboxylase, although widely expressed among different
tissues, might be considered as protein-specific. Moreover, classic ER
chaperones may also have the potential to promote the folding and
export of some secretory proteins and promote the degradation of others
(see Section III). Finally, a new category of proteins
are listed here here under the name of molecular escorts (see
Section II.G). In some cases, a secretory propeptide may
be important for nascent chain folding and may therefore be considered
as a protein-specific chaperone, but the pro-region frequently escorts
the rest of the polypeptide through the secretory pathway, warranting
inclusion in both categories. RAP is similarly considered in these two
categories. The common -subunit of glycoprotein hormones is
considered here as a molecular escort, especially in the case of FSH or
TSH (246); however, - and ß-subunits of glycoprotein hormones
remain associated even after secretion, where the heterodimeric
structure may be important for biological activity (see Section
II.G).
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Generally speaking, HSPs are abundantly expressed under normal
conditions but their synthesis is further induced under stress
conditions. The regulation of ER chaperone levels is a complex process
that has been reviewed elsewhere (35), although recent papers have shed
increasing light on the signaling pathway responsible for induction of
chaperone synthesis in response to the presence of accumulating
unfolded secretory proteinsnow known as the unfolded protein
response (36). It had been suspected for some time that a
signaling cascade for increased synthesis of the ER-HSP70 family member
(known as BiP) begins with an increase in the ratio of bound/unbound
chaperone (37). A reduction in the "free" level of chaperones [as
a consequence of increased association with binding sites on available
incompletely folded proteins (38, 39)] leads to the activation of one
(40, 41, 42) or more (43) possible protein kinases, triggering a signal
that induces further synthesis of BiP and other ER chaperones (31, 44)
through what is thought to be a predominantly transcriptional mechanism
(45). The kinase IRE-1, which transmits its signal across the ER
membrane, is a type 1 membrane protein whose N terminus (in the ER
lumen) has no homology to other proteins, while its C terminus (in the
cytosol) contains a predicted serine kinase. The activity of IRE-1
transcriptionally regulates the stability of a specific transcription
factor, HAC1 (46, 47). Other factors implicated in the unfolded protein
response may include sterol-regulatory element-binding proteins
(48), induced by sterol depletion (36), as well as CHOP (also known as
GADD153) which is a member of the C/EBP family of transcriptional
factors that can be markedly induced as a consequence of certain forms
of ER stress (45).
The accumulation of proteins in the ER membrane may trigger a second
distinct signal transduction pathway, recently termed the ER-overload
response (36). In this case, increasing presence of either misfolded or
nascent membrane proteins is capable of causing the activation of
another transcriptional factor, nuclear factor-
B, which regulates a
different cascade of gene expression (49). Some forms of cellular
stress can trigger both unfolded protein and ER-overload responses,
while others are selective for only one signaling pathway. In addition
to these transcriptional mechanisms, cells appear to be able to
posttranslationally regulate ER chaperone activity, to a variable
extent, via ADP ribosylation (50), phosphorylation (51, 52, 53, 54, 55), as well as
formation of oligomeric chaperone complexes (56).
To the extent that HSP classes of ER chaperones monitor protein
folding, the transcriptional regulation described above is a mechanism
designed to ensure that adequate availability of these supervisory
molecules is maintained at all times. The importance of available free
chaperones is underscored by the recent understanding that even after
dissociation from a given chaperone, incompletely folded
"substrate" proteins routinely rebind to the same or another copy
of that chaperone, contributing to an increase in the bound chaperone
fraction. Although the structural basis for the binding of different
chaperones appears to vary, the property of cyclic
association-dissociation is a common feature ranging from the bacterial
chaperonins (57) to ER chaperones that are primarily involved in
recognition of polypeptide (58) or carbohydrate moieties (9).
Importantly, the fact that molecular chaperones act on "substrate"
proteins does not violate the principle of self-assembly. As a rule,
classic chaperones interact with many different "substrates"
without conferring steric information to influence the final folded
structure. However, by interacting with nascent chains, chaperones
prevent (and may even reverse) undesirable protein-protein
interactions; this increases the chances that newly made proteins will
have the opportunity to achieve their native structure. Because ER
chaperone associations are based on recognition of features enriched in
incompletely folded versions of exportable proteins, associations of ER
chaperones are usually (but not always) at their highest levels
immediately upon nascent chain translocation into the ER, and
terminated before export of the "substrate" protein from this
compartment.
Not every interaction with individual ER resident proteins will enhance
folding speed or even folding efficiency (see Section III),
although some available data tend to suggest enhancement of efficiency
at the possible expense of delayed protein folding (59). Promotion of
productive folding is likely to be the net effect of interactions with
both chaperones and folding catalysts. However, the extent to which
roles played by the binding of individual chaperones are overlapping
vs. unique (60), and how the different chaperones may
cooperate in the folding process for a wide variety of proteins (14),
remains largely unknown.
D. Co- and posttranslational modifications are factors that can
influence folding
Although the flow of genetic information ends when the primary
structure has been synthesized, co- and posttranslational
modifications, under the influence of local environmental factors
(discussed in Section I.B), can also affect the folding
outcome for many exportable proteins. Of course, many important
modification steps (e.g., terminal glycosylation, sulfation,
phosphorylation, and dibasic proteolytic cleavage events) take place as
proteins are transported through the Golgi complex, which can
significantly alter protein destination and biological function.
However, with the exception of proteolytic cleavage, Golgi processing
activities generally have fewer effects on underlying protein
conformation than the processing activities of the ER, which are the
subject of this section.
One of the most important ER modifications is the proteolytic cleavage
of the predominantly hydrophobic
20 amino acid signal sequence (61)
by the signal peptidase complex; the signal peptide is degraded after
it has served to target the nascent chain into the ER translocation
channel (62). Indeed, failure to remove the signal peptide generally
results in severe, irreversible misfolding of secretory proteins (63).
Also, as the nascent chain enters the ER lumen, the rapid
collapse of its hydrophobic domains is accompanied by the ordered
formation of intramolecular disulfide bonds (26, 64), which stabilize
secondary and tertiary structure and can be critical for maintaining a
biologically active conformation (65). Indeed, most of the cysteine
residues of exportable proteins eventually form disulfides (23), while
similar covalent bonds are not observed in cytosolic proteins or in the
cytosolic domains of transmembrane proteins.
Within the oxidizing ER environment, reactive thiols also can
form mispaired disulfide bonds. Subsequent reshuffling and correction
of aberrant disulfide bonds (see Section II.D) may represent
one of the rate-limiting steps in protein folding (23). Studies of
exportable proteins mutated to lack specific cysteine residues have
provided additional evidence for the importance of correct disulfide
bond formation. Similarly, treatment of live cells with dithiothreitol
or other membrane-permeant reductants results in unfolding of many
newly made proteins; upon removal of dithiothreitol, reduced proteins
begin to properly refold, reoxidize, and ultimately leave the ER,
albeit at a slower rate (66, 67, 68, 69, 70, 71). Intermolecular disulfide bonds may
also be important in the formation and maintenance of quaternary
structure (28, 72).
One of the next most important ER modifications is the
addition of N-linked carbohydrates to glycoproteins (73).
A large preassembled, oligosaccharide containing two
N-acetylglucosamines, nine mannoses, and three terminal
glucoses (74) is transferred cotranslationally from a dolichol-linked
intermediate to an asparagine residue (of the consensus sequence,
Asn-X-Ser/Thr), as the nascent polypeptide emerges through the
translocation channel in the ER membrane (Fig. 2
). ER membrane proteins known as
ribophorins (75), as part of a protein complex encoded by at least
seven genes (76), assist in the catalysis of this initial glycosylation
reaction. Further ER carbohydrate modifications then occur through the
actions of glucosidases and other processing enzymes (Fig. 2
, discussed
in Section II.C). Although not found on all exported
proteins, carbohydrate moieties often assist in the folding, stability,
and solubility of nascent exportable polypeptides (77), and in some
cases glycosylation is required for the folding of subunits that occurs
before oligomeric assembly (78). Thus, it is not surprising that
inhibition of N-linked glycosylation frequently leads to misfolding and
aggregation of nascent chains. Once fully folded, however, removal of
sugar groups generally has little impact on protein solubility and
conformation.

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Figure 2. N-Linked oligosaccharide processing of exportable
glycoproteins in the ER. N-Linked carbohydrates may be added to
Asn-residues of exportable proteins containing the consensus acceptor
sequence Asn-X-Ser/Thr. The N-linked carbohydrate is added en
bloc via a dolichol-phosphate intermediate. The two proximal
N-acetyl glucosamine residues are represented as
dark, filled ovals. The triantennary Man9
structure is shown as ovals containing the letter M. The
terminal glucose residues are indicated as small boxes
containing the letter G. Shortly after oligosaccharide
addition, monosaccharide removal begins, first with glucosidase 1
removing the outermost glucose residue and glucosidase 2 removing the
next outermost residue. These glucosidase reactions can be
pharmacologically inhibited with deoxynorjirimicin or castanospermine
(see Section III.C). It is the remaining
monoglucosylated carbohydrate form that has been shown to interact with
calnexin and calreticulin (see text). A single terminal glucose may be
restored onto Man9 (or even Man8 or
Man7) by the action of UGGT, which is thought to act in a
cyclical, repetitive fashion on deglucosylated glycoproteins that are
sensed by the enzyme to be misfolded. Such reglucosylation stimulates
reassociation with calnexin and calreticulin (see text). Mannosidase
action may begin before, but occurs largely after, the glucose cycling
is completed; importantly, trimming below the Man7 stage
may eliminate the oligosaccharide from further suitability as a
substrate for the UGGT enzyme.
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Quaternary structural maturation is another important
modification, which can range from simple homodimers to larger
hetero-oligomeric complexes that are associated either covalently or
noncovalently (79). Although there are exceptions (79a), proper
oligomeric assembly is frequently required for ER to Golgi transport of
secretory and plasma membrane glycoproteins, whereas unassembled
monomers are often retained in the ER until the protein is degraded or
an assembly partner becomes available (72).
Other covalent modifications that can also have profound effects
on protein folding may be limited to certain subgroups of exported
proteins. For example, cotranslational hydroxylation of proline within
the tripeptide Gly-Pro-Pro repeats of collagen, catalyzed by an ER
enzyme known as prolyl-4-hydroxylase, is essential for triple-helix
formation and stability (80, 81). Hydroxylation of lysine side chains
also plays an important role in collagen stability (82, 83). Similarly,
carboxylation of glutamyl residues by a vitamin K-dependent mechanism
plays an important structural role in the stability of a number of
blood-clotting factors and calcium-binding proteins (84, 85). Moreover,
covalent attachment of a glycosylphosphatidylinositol anchor near the
carboxy termini of a certain subset of exportable proteins is
associated with the proteolytic cleavage of the C-terminal
20 amino
acids (86, 87); failure to remove these residues can lead to protein
aggregation and transport incompetence (88). Other roles for
glycosylphosphatidylinositol anchors in protein folding and ER export
per se currently remain unknown.
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II. ER Molecular Chaperones, Folding Catalysts, and Molecular
Escorts
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For antibodies to identify antigenic proteins, an entire system
exists for gene rearrangement to produce Ig "variable regions"
intended to serve as high-affinity peptide-interaction sites for
diverse recognition of foreign products. The complexity of this
situation can be loosely analogized to the ER, where a wide range of
small peptides are exposed, in the context of nascent polypeptide
folding, that are normally not exposed in the respective native
structures. Although generally hydrophobic, there is undoubtedly
considerable diversity in the primary structures exposed in unfolded
patches of nascent exportable polypeptides. For this reason in
eukaryotic cells, a system has evolved to minimize exposure of these
unfolded patches and thereby decrease the risk of promoting improper
intrachain and interchain peptide interactions. However, instead of
being based on gene rearrangement, the system of recognition of
unfolded proteins in the ER involves a finite series of genes producing
proteins whose peptide-interaction sites tend to be more promiscuous
than those of antibodies. Concomitant with this promiscuity is a
tendency toward lower affinity interaction with any particular
polypeptide. By differences in peptide interaction specificities of
different chaperones, and promiscuity of interaction of each chaperone,
as well as the sheer concentration of chaperones in the ER, dynamic
interactions with a wide range of "substrates" are produced. This
idea underscores the basic mechanism of ER quality control, to be
discussed further (Section II.C). For the present, we wish
to describe properties of a selected subset of known 1) ER chaperones,
2) folding catalysts (Section II.AF), and 3) molecular
escorts (Section II.G) in the protein export pathway (Fig. 1
). In conjunction with the schema in Fig. 1
, we define these molecules
as follows: 1) ER chaperones are simply viewed as binding proteins
whose association with exportable protein "substrates" is regulated
by the concentrations of the two components and their binding affinity
in a bimolecular interaction. 2) Folding catalysts are true enzymes,
which also physically interact with substrate proteins, but in so doing
they lower the activation energy required for a discrete conformational
change within an exportable protein. In the secretory pathway,
chaperones and folding catalysts tend to reside predominantly in the
ER, where they serve their primary biological functions, while 3)
transport subunits and molecular escorts routinely accompany their
"substrate" proteins out of the ER, and persistent interaction may
even be required for ER exit. Note that we have not attempted to review
each individual molecule listed in Fig. 1
.
A. Binding protein (BiP)
BiP (also known as GRP78), the most studied ER molecular
chaperone, is a member of the HSP70 class (89, 90, 91), a major
calcium-binding protein in the ER lumen (92), and an essential gene
product that even the simplest eukaryotes cannot live without (93, 94).
Like other members of the HSP70 class, BiP possesses a peptide-binding
groove lined with hydrophobic side chains, which is thought to interact
optimally with hepta- or octapeptides enriched in aromatic/hydrophobic
residues in alternating positions a feature common to many naturally
occurring peptide chains (95, 96, 97). In properly folded globular
proteins, such features are normally buried in the hydrophobic core or
are used at the interface between subunits for protein oligomerization.
This helps to account for the observation that although BiP interacts
with a remarkably wide range of exportable proteins, it tends to
associate most strongly with unfolded, unassembled, or aberrant
polypeptides (25, 98, 99, 100, 101, 102, 103, 104, 105, 106).
In addition to the role of BiP in posttranslational folding, this
chaperone has been proposed to be involved in the translocation of
nascent polypeptides across the ER membrane (107, 108, 109, 110, 111). Further, BiP
plays an indirect but key role in the fusion of nuclear membranes
during fertilization between haploid yeast cells (112, 113). Although
the physiological relevance of these functions for mammalian cells
in vivo remains to be determined (114), it is presumed from
these studies that luminal BiP binding serves to stabilize nascent
polypeptide chains as well as the luminal domains of certain endogenous
ER membrane proteins.
Misfolded exportable proteins, such as those produced by mutation or
abnormal glycosylation, have been found to interact with BiP for
periods long after their synthesis (e.g., Refs. 115117).
Such prolonged interaction occurs via persistent reassociation of the
chaperone (58) to BiP-binding sites that cannot be properly buried
within the hydrophobic core of misfolded polypeptides. Because each
round of BiP dissociation is coupled to a round of ATP hydrolysis (56, 118), ATP consumption in the ER of cells that have accumulated
misfolded polypeptides is expected to increase. Further, misfolding of
exportable proteins can be found in cells depleted of ATP (66, 119);
this observation has been used to suggest that cyclical binding of BiP
and other ATP-dependent chaperones facilitates protein maturation (15).
However, it must be pointed out that because ATP hydrolysis is required
for polypeptide release from BiP (120), the depletion of
ATPor the use of BiP mutants that cannot hydrolyze ATP
(121, 122, 123, 124)produces defective chaperone dissociation that is likely to
inhibit the maturation and ER egress of exportable proteins (see
Section III). Thus, the results of experiments using these
approaches cannot and do not independently establish that BiP
binding normally promotes folding or export from the ER
under physiological conditions, although such a conclusion has been
suggested based on in vivo protein refolding after heat
shock (125).
En route to normal folding, assembly, and exit from the ER,
BiP binding to exportable proteins is typically observed only
transiently (25, 126, 127). Importantly, existence of such transient
interaction also cannot distinguish models in which BiP binding is
thought to promote folding and export from those where it is thought to
delay folding and export (see Section III). In addition,
because individual BiP-binding sites are represented by relatively
small stretches of primary structure, incompletely folded versions of
large polypeptides may expose multiple potential BiP-binding sites
during protein folding, simultaneously or in series (71). For example,
at a moment in time in the steady state, the average stoichiometry of
association between BiP and nascent thyroglobulin (a
330-kDa
monomer) has been estimated at
10:1 in the thyroid ER (25).
Potentially, the earliest folding intermediates of nascent secretory
proteins may bind even more than the average number of BiP molecules,
while later, more folded forms are likely to associate with
progressively fewer BiP molecules.
As described in an earlier section, BiP levels are transcriptionally
regulated by the unfolded protein response. Importantly, ordinary
physiological dynamics of the production of exportable proteins is
sufficient to regulate the synthesis of BiP and other ER chaperones
(128, 129, 130).
Lastly, coupled with the recent identification of 14 hsp70 family
members in the yeast genome (59), a second, novel hsp70 member in the
ER, LHS-1, has been described, which is a nonessential gene that
exhibits partial BiP-like function (131). However, it is possible that
in mammalian cells the function of the yeast LHS-1 is subserved by its
non-hsp70 homolog, GRP170 (132).
B. GRP94
GRP94 (also known as endoplasmin), the product of a single gene
(133), is a member of the HSP90 class (134) and is also a major ER
luminal calcium-binding protein (92, 135) that is transcriptionally
coregulated with BiP under most conditions (34, 35). Considerably less
is known about the peptide-binding specificity of GRP94, but by analogy
to other members of the HSP90 class, GRP94 is likely to act in a
cooperative way (136, 137) in associating with nascent polypeptides
that have exposed unfolded patches. For instance, GRP94 might be one of
the luminal proteins whose binding enhances completion of nascent chain
translocation into the ER lumen (110). Further, BiP and GRP94 are found
in ternary complexes in which they are simultaneously involved in
direct interactions with exportable proteins (138, 139), although their
precise association-dissociation kinetics may not be identical (140).
Like BiP, GRP94 can also be found to interact with misfolded exportable
proteins for prolonged periods after synthesis (117, 138, 141, 142, 143), as
well as for transient periods with normal proteins maturing in the
export pathway (140, 143). Individual polypeptides may expose more than
one potential GRP94 binding site during folding, either simultaneously
or in series (140). Sequence analysis has revealed two potential
ATP-binding sites in GRP94 (53), which exhibits increased binding to
polypeptide "substrates" under conditions of ATP depletion (33, 144). This and other observations led to the conclusion that GRP94
binds ATP and exhibits weak ATP hydrolytic activity (21, 145). However,
a recent study has demonstrated that GRP94 interactions with peptides
are nucleotide-independent, and that ATP binding and hydrolysis are not
inherent properties of this chaperone (146). Such an interpretation is
of particular interest because an adenine nucleotide-binding site has
recently been unambiguously identified in the cytoplasmic homolog,
hsp90 (147). Thus, although the molecular mechanism remains poorly
understood, it is presumed that GRP94, like BiP, can undergo cycles of
unbinding and rebinding to peptide "substrates" (15). It should be
noted that thus far (148), such binding of GRP94 has not been
demonstrated to result in enhancement of folding or export of proteins
from the ER (139).
As noted above, GRP94 levels are transcriptionally coregulated with
those of BiP as part of the unfolded protein response (55, 130, 149).
However, there are notable examples where disproportionate changes in
one chaperone over the other is observed (150), indicating subtleties
in transcriptional and/or translational regulation that are not well
understood.
C. Calnexin and calreticulin
Calnexin, the only major molecular chaperone of the ER that is an
integral membrane protein (151), is a single-spanning, calcium-binding
protein of the ER membrane (152, 153). The CNX1 gene, a homolog that is
believed to encode a form of calnexin from the yeast
Saccharomyces pombe, is an essential gene whose critical
function is contained within its ER luminal domain (154, 155).
The binding/recognition function of mammalian calnexin has been an area
of intense interest; almost immediately it was realized that treatment
of cells with tunicamycin, a condition that causes severe misfolding of
glycoproteins (and generally causes their increased binding to BiP),
interferes with the binding of many such glycoproteins to calnexin
(153). Nevertheless, calnexin does indeed bind to misfolded, mutant
proteins and to folding intermediates of proteins en route
to export (156, 157, 158). The carbohydrate dependence of calnexin binding
has led to the proposal that calnexin is a lectin (159, 160) serving as
part of a "chaperone apparatus" that includes two independent
enzyme activities: glucosidase II and
UDP-glucose:glycoprotein-glucosyltransferase (UGGT) (161). This
proposal is based upon knowledge of the processing pathway for N-linked
carbohydrates in the ER (Fig. 2
).
A 14-saccharide unit is initially added en bloc to N-linked
consensus acceptor sites in glycoproteins. This oligosaccharide
includes two N-acetyl glucosamine (GlcNac) residues anchored
in series to an asparagine in the exportable polypeptide (Fig. 2
).
Attached to this disaccharide is a triantennary structure comprised of
nine mannoses (called Man9). At one antenna of the
Man9 are a string of three terminal glucose residues (74).
Normally, the three terminal glucoses are removed from N-linked
oligosaccharides before glycoprotein exit from the ER, by the
sequential action of glucosidase I (which removes the outermost
glucose) and glucosidase II (which sequentially removes the remaining
two glucose residues) (162). However, a single terminal glucose residue
is restored onto Man9 if the UGGT enzyme "senses" the
glycoprotein to be unfolded (163, 164). This sensing involves
interaction of the UGGT enzyme both with exposed hydrophobic residues
as well as an exposed GlcNac residue at the base of the peptide-bound
oligosaccharide (165). Calnexin in turn has been proposed to
preferentially bind to the
Glucose1-Man9-GlcNac2 form of
exportable glycoproteins in the ER (77, 166). All carbohydrate-binding
activity of calnexin resides in its luminal domain (167). Recently,
association of the calnexin luminal domain with monoglucosylated RNase
B in vitro was shown to be very dynamic, suggesting that
calnexin undergoes rapid on/off binding to monoglucosylated
glycoproteins (167). Glucosidase II removal of terminal glucoses is not
likely to occur while glycoproteins are bound to calnexin (167);
however, during the period when glycoproteins have been released from
calnexin, glucosidase II can remove the terminal glucose such that
rebinding to calnexin cannot occur. In this view, cycles of rebinding
to calnexin (168, 169) are triggered solely by the action of the UGGT
enzyme.
In contrast with the view of calnexin acting solely as a lectin in the
ER lumen, others have suggested chaperone function involving the
transmembrane, nonlectin portion of calnexin (170, 171) or chaperone
binding to transmembrane domains of exportable proteins (172). In
addition it has been shown that calnexin-"substrate" complexes are
not dissociated even when the oligosaccharide is cleaved from the
polypeptide upon endoglycosidase digestion (166, 173, 174), suggesting
that some interactions with calnexin might occur in a
glycan-independent manner (175). Further, certain unglycosylated
proteins have also been shown (71, 176, 177) to associate with
calnexin. Calnexin binding to unglycosylated proteins occurs commonly
with protein aggregates that have been suggested to be separate from
the productive maturation pathway (178). However, there is reason to
believe that protein aggregates may indeed participate in productive
maturation (25, 179); moreover, such aggregates bound to calnexin are
reversible in vivo, leading to successful export from the ER
(71). Thus, while the capability of calnexin to interact with
monoglucosylated glycoproteins is unequivocally established (167),
whether this represents the complete story of its role in physiological
protein maturation continues to be debated (180, 181).
Calnexin is thought to be in close proximity to nascent chains upon
their entry into the ER lumen; thus, it is not surprising that calnexin
is hypothesized to play a cotranslational as well as posttranslational
role in the folding of exportable proteins (71, 182). During the
cotranslational period, calnexin binding may act to shield reactive
free thiols from forming incorrect disulfide bonds, although this
improvement in folding efficiency may actually slow down kinetic
progression through the folding pathway (168, 183). Of course, these
features are not discordant with observations that posttranslational
rebinding of calnexin to monoglucosylated side chains (184) is also
correlated with productive folding of exportable glycoproteins (169).
Calreticulin (181, 185), a homolog of calnexin, is another major
calcium binding protein (92, 135), the topology of which is entirely
luminal. Although its function as part of an ER chaperone apparatus has
been studied far less than that of calnexin (186), it shares with
calnexin the capability of recognizing monoglucosylated glycoproteins,
with partially overlapping specificity (187, 188). Calreticulin and
calnexin both go through cycles of binding and release, indicating
roles in monitoring and assisting protein folding (168, 169).
Importantly, however, calreticulin is a full participant in the
transcriptionally regulated, ER unfolded protein response (189), a
feature noted to be absent for calnexin (151). Calreticulin also plays
a role in intracellular calcium signaling (190, 191), in
transcriptional regulation of steroid-sensitive gene expression (192),
and in a number of other important cellular functions (reviewed
separately in Ref.185).
Calmegin is the newest member of the calnexin family, found only in the
testis, where it is thought to perform a function in the folding of
proteins that are necessary for the ability of sperm to adhere to and
fertilize eggs (193).
D. Disulfide isomerase and prolyl isomerase: families of folding
catalysts
Protein disulfide isomerase (PDI), another major component of the
ER lumen, is a true foldase, in that it catalyzes thiol-disulfide
interchange with a broad substrate specificity, and it shows strong
homology with bacterial thioredoxin (23, 194, 195). The regulation of
PDI synthesis overlaps only partially with those of BiP, GRP94,
calreticulin, and other ER residents that exhibit the unfolded protein
response (189, 196). Instead, PDI expression seems to be proportional
to the flux of nascent chains into the ER [i.e., especially
high in secretory tissues (197, 198, 199)], and its activity may be further
regulated posttranslationally (200). Recent reports indicate that PDI
may undergo dimerization, autophosphorylation, and ATP hydrolysis that
is stimulated in the presence of denatured polypeptides (201). PDI
increases both the rate and efficiency of proper folding and export of
proteins that contain disulfide bonds (195, 202).
PDI1 is a gene essential for viability in yeast (203). There are
different opinions regarding the significance of this observation.
First, critical to the disulfide isomerase catalytic activity are two
-CXXC- motifs. However, polypeptide binding by
PDI has been reported not to involve these motifs (204), and PDI also
has been shown to exhibit the potential for assisting folding of
proteins that do not possess disulfide bonds (205). Further, certain
deletions in PDI that leave residual disulfide isomerase activity are
nevertheless lethal, while cells carrying a variant PDI in which
both-CGHC-active sites are disrupted (i.e., no measurable
isomerase activity in vitro) remain viable (206) and able to
assist in protein folding (207). On the other hand, the ER lumen
appears to have other proteins (discussed further, below) that can
function as disulfide isomerases in the absence of PDI1 enzyme activity
(208). With this in mind, it is interesting that Escherichia
coli thioredoxin can complement null mutants of yeast PDI only if
thioredoxin is mutated to contain a reactive CXXC motif (209). These
and similar studies have led some to conclude that the essential
function of PDI is in fact to unscramble nonnative disulfide bonds
(210). Nevertheless, PDI is recognized to be multifunctional; it is for
instance a well-recognized subunit of the prolyl-hydroxylase complex
that is involved in collagen synthesis (211), and it heterodimerizes
with the 97-kDa subunit of the microsomal triglyceride transfer protein
complex (212).
Peptidylprolyl isomerase (PPI) catalyzes cis-trans
isomerization of proline side chains, and enhances the rate of protein
folding in vitro (213). PPIs are also termed immunophilins
and are comprised of cyclophilins (which bind the immunosuppressant
cyclosporin A) and FKBPs (which bind the immunosuppressant FK506). The
ER luminal FKBPs are transcriptionally regulated with other members of
the unfolded protein response (149, 214).
E. ERp72 and ER60
ERp72, one of the more recently described luminal chaperones
(215), is also a calcium-binding protein in the ER (135, 208) and is a
member of the PDI superfamily (see above). Although ERp72 is not an
essential gene product, its overexpression can rescue nonviable cells
deficient for PDI (216). Indeed, ERp72 contains three copies of the
-CXXC- active site motif found in PDI (215). While it seems plausible
that ERp72 may be able to exhibit limited PDI-like activity (208, 217),
it also may be that its ability to rescue cells lacking PDI could be
associated with the reported ability of ERp72 to assist in the
degradation of proteins that cannot fold in the ER (218). ERp72 has
been shown to interact with misfolded versions of exportable proteins
(33, 219, 220), but evidence for its interaction with normal protein
folding intermediates in vivo is not well established (143).
Nevertheless, ERp72 is clearly regulated with other proteins exhibiting
the ER unfolded protein response (196, 221).
ER60/calregulin, which also contains thioredoxin-like sequences and
thus shares homology with ERp72 and PDI, has been implicated in the
ER-associated degradation of misfolded proteins (222). Although
initially hypothesized to be a phosphoinositide-specific phospholipase
C (223), this has not been independently confirmed. By contrast,
although additional study is clearly needed, some evidence for a
thiol-dependent protease activity of ER60 is accumulating (224).
Moreover, it has recently been reported that processing of N-linked
carbohydrates in exportable protein "substrates" may be required
for their association with ER60 (225), which has been proposed to act
in conjunction with either calnexin or calreticulin (226).
F. HSP47
Heat shock protein 47 (HSP47) is a collagen-specific stress
protein that performs chaperone function during folding and assembly of
newly synthesized procollagen molecules (227). Because type I
procollagen forms a triple helix beginning at the carboxy terminus (see
Section IV.C), much of its folding must occur after
translocation of the nascent chain has been completed. Early
association of HSP47 is facilitated by its binding to the
amino-terminal globular domain of the collagen propeptide (228), but
the chaperone appears to remain associated throughout most, if not all,
subsequent stages of tertiary structural maturation (229, 230).
Although it may act in concert with other, more ubiquitous ER
chaperones (144, 231), the services of HSP47 appear to be unique to
cells secreting collagen and its homologs (232). Because of this, HSP47
falls into a "gray area" of protein-specific ER chaperones, as is
the case with the microsomal triglyceride transfer protein (see Fig. 1
and Section IV.D, below).
G. Molecular escorts: pro-peptides, transport subunits,
receptor-associated protein (RAP), and 7B2
Figure 1
provides a schematic to categorize a number of additional
polypeptides that provide helper function to the protein export
pathway, yet should nevertheless be distinguished from conventional ER
chaperones. These include the propeptides of many polypeptide hormones,
transport subunits, and a subgroup of proteins for which we propose to
adopt the name "molecular escorts" (233). There are growing numbers
of examples of proteins in each of these subgroups, but we mention only
one or two representative examples. We emphasize that these
distinctions may change over time, as molecular information about the
roles of helper proteins in the folding pathways of individual proteins
becomes clearer.
Importantly, not all polypeptides that participate in the folding and
trafficking of exportable proteins are ER residents. Specifically, the
propeptide regions of many exportable proteins themselves serve
primarily a structural, rather than a functional, role (234). Thus,
folding in the absence of the propeptide, or in the presence of a
mutated propeptide, may perturb the conformational maturation and ER
export of polypeptide hormone precursors (235). Such proregions have
been referred to as intramolecular chaperones, but a distinction should
be made between this idea and classic ER chaperones (Fig. 1
) which
(except under unusual circumstances) are not transported down the
secretory pathway, and whose turnover in the cell is far slower, and
which routinely associate with folding intermediates of more than one
kind of "substrate" protein.
Not unlike the situation with the propeptides are subunits of
oligomeric proteins that function primarily in polypeptide transport
and stabilization, while playing a relatively minor role in subsequent
biological activity. A case in point is the
-subunit of the
glycoprotein hormones (LH, FSH, CG, TSH), which combines noncovalently
with ß-subunit in the ER (236). Both subunits must be partially
folded before subunit assembly (64, 237, 238, 239), and the specific regions
used by
- and ß-subunits to combine have begun to be mapped
(240, 241, 242, 243). When expressed by themselves, ß-subunits tend to be
relatively poorly secreted, whereas when coexpressed with
, a much
higher fraction of ß is secreted, as heterodimers (244). Although a
heterodimeric structure (and therefore, the presence of a subunit) is
needed for biological activity (245), the evidence indicates that the
-subunit, which is common to all of these hormones and is therefore
unlikely to provide biological specificity, plays an important role in
export of the different glycoprotein hormones, in particular for FSH
and for TSH (246).
Another subgroup of molecules that should be distinguished from
conventional ER chaperones is represented by the "molecular
escorts" (233). For illustrative purposes, we review only two members
of this subgroup.
RAP is a
40 kDa polypeptide which interacts shortly after the
biosynthesis of low-density lipoprotein receptor (LDLR)-related protein
(LRP), and RAP travels with LRP molecules, having the potential to
remain associated on the cell surface (247). By itself, RAP is a
protein that is believed to be retained within the ER (248). Further,
LRP in the absence of RAP is also defective for ER exit (233). However
RAP association with LRP allows both partners to exit the ER (249),
presumably by maintaining a given LRP in a favorable conformation (250)
and by preventing premature association of LRP ligands in the ER (251),
which could lead to receptor retention and/or degradation. Instead,
dissociation of RAP, when it occurs, takes place after the proteins
have reached the cell surface, where LRP ligands can displace the
escort.
7B2 exhibits restrictive expression in neuroendocrine tissues, where it
is synthesized as a
25-kDa precursor protein and is released from
the regulated secretory pathway as processed proteolytic fragments. The
carboxy-terminal domain of the pro7B2 protein is responsible for
inhibiting the prohormone processing activity of prohormone convertase
2 (PC2) (252, 253), while the larger N-terminal portion of processed
7B2 contains independent stimulatory actions on the catalytic activity
of PC2 (254). Evidently, several different domains of the pro-7B2
protein may interact with the pro-form of PC2 (255). Recently, it was
determined that pro-7B2 and pro-PC2 assemble (in a 1:1 stoichiometry)
in the ER of neuroendocrine secretory cells, and this assembly leaves
the ER together (256) before dissociation in the most distal portions
of the Golgi complex (257, 258). Because pro-PC2 may be transported
through the secretory pathway more slowly or less efficiently in the
absence of pro-7B2 (259), pro-7B2 has been called a chaperone (256) but
may be better viewed as a molecular escort. Such a distinction also
represents a "gray area" since recombinant 7B2 may be able to
associate with at least one other unrelated protein, based on in
vitro studies (260).
 |
III. Models of ER to Golgi Traffic Influence Models of Quality
Control
|
|---|
Newly synthesized plasma membrane proteins and secretory proteins
must enter or cross the ER membrane in a highly unfolded state (18).
After folding is accomplishedexcept for molecules that are permanent
residents of the ER itselfthese proteins are transported by the
budding of carrier vesicles destined for the Golgi complex. The budding
of ER export vesicles can be identified by the presence of coat
proteins that are recruited to the cytosolic side of the ER membrane
(261) (see Section III.B, below).
Although quality control monitoring of the secretory pathway may not
occur exclusively in the ER, as described in the Overview
(Section I.A), the ER contains mechanisms that are intended
to help cells decide which proteins are ready for export and which are
not. Since some newly synthesized proteins are destined to be permanent
residents of the ER while others are destined for forward transport, at
some point there must be a partitioning of proteins that remain in the
ER from those that advance further (262). There is currently
considerable debate about the mechanisms by which this sorting is
achieved. We believe this may also bear on the question of why many
misfolded secretory proteins are not exported. The following two
sections propose two very different hypothetical mechanisms by which ER
exit of exportable proteins might occur, and it remains possible that
none, all, or parts of both mechanisms may be correct, or that other
mechanisms not considered in this review (263) may come into play.
Nevertheless, for the present, such hypotheses are necessary to begin
to understand diseases of protein folding and secretion (264).
A. Escape from ER retention as one hypothesis to explain
anterograde protein traffic from the ER
Over the past decade, a dominant view has been that no specific
signals are required for soluble proteins to undergo forward transport,
while luminal resident proteins are maintained in the ER by specific
mechanisms, including both prevention from forward trafficking (265) as
well as retrieval of ER residents that have escaped (262, 266).
Retrieval via retrograde vesicular transport to the ER is the better
understood mechanism (267) and involves a receptor, Erd2p (268), that
binds to a C-terminal recognition motif comprised of the sequence
K-D-E-L or a close variant, which is common to luminal ER resident
proteins. A short cytosolically disposed motif serves a similar
retrieval function for ER transmembrane proteins (266, 269, 270).
However, retrieval may not be the major mechanism that retains ER
resident proteins, because even in the absence of a KDEL tail, luminal
ER molecular chaperones are very slow to exit the ER (271). This ER
retention has been attributed in some way to the calcium binding and
calcium levels in the ER lumen, possibly resulting in the formation of
an insoluble protein matrix (265). Indeed, mutation of the
calcium-binding domain of calreticulin has a profound effect on the
egress of this molecular chaperone, even when the KDEL sequence, and
receptor, remain intact (272). Moreover, new genes are now being
described that play roles in KDEL-independent retention of luminal ER
resident proteins, although these mechanisms are still not well
understood (273).
Thus, it is currently thought that the primary mechanism
maintaining the localization of ER luminal resident proteins involves
their direct retention within this compartment, with the KDEL signal
serving as a back-up system for retrieving escaped ER chaperones. With
this in mind, secretory proteins must exhibit at least two properties
for their successful exit from the ER. First, in general, they must
express neither an ER retention domain nor a C-terminal retrieval motif
used by the luminal ER resident proteins. Second, they must not bind
tightly or extensively to ER chaperones that are themselves anchored in
the ER. In other words, in this model, for secretory proteins to exit
the ER, they must escape from the clutches of anchored ER chaperones.
Moreover, this model predicts that the residence time of newly
synthesized secretory proteins will be directly proportionate to the
extent of their binding to ER chaperones (139). This feature could
explain why the average length of time that newly synthesized
exportable proteins spend in the ER differs for each protein species
(274, 275).
B. Cargo receptors as another hypothesis to explain anterograde
protein traffic from the ER
In the past 2 yr, an alternate sorting model of protein exit from
the ER has emerged (276). In this view, at or just before the time of
budding of a newly formed ER transport vesicle, certain proteins are
selectively extracted by receptors for entry into these ER transport
vesicles (277). Support for such a model is based on the idea that
cytosolic proteins, which are known to coat the surface of budding
membrane vesicles, are likely to be recruited by cytoplasmically
disposed domains of transmembrane receptors, while the luminal domains
of these receptors in turn could recognize specific ligands on the
luminal side of the membrane (278, 279). This kind of model has strong
precedent in post-Golgi trafficking (280), e.g., in the
delivery of newly synthesized lysosomal proenzymes as well as endocytic
ligands via coated vesicles (281, 282, 283). Between the ER and Golgi
compartments, two different kinds of multicomponent coat protein
complexes, known as COPI (277) and COPII (261), have been described to
be recruited to the cytosolic surface of membranes in preparation for
vesicle budding (284)and neither class of coated vesicle includes ER
resident proteins (285, 286, 287). These features have provided an incentive
to search for anterograde sorting signals (3) and putative cargo
receptors captured by transport vesicles (288).
Recently, in mammalian cells, ERGIC53, a recycling membrane protein
that functions as a mannose-binding lectin (289, 290), has been
hypothesized to extract secretory proteins from the ER (262). In
addition, in yeast, at least one ER membrane component, EMP24, has been
postulated as a potential recycling receptor for selected exportable
proteins (291). Further, loss of the yp24A protein, homologous to
EMP24, is thought to inhibit the formation of transport vesicles (292).
Moreover, the recent identification of other homologous proteins in
higher organisms, and the demonstration that members of this p24 family
of transmembrane proteins express short cytosolically disposed motifs
necessary to recruit coat protein complexes (288) has led to the
hypothesis that the p24 family represents one class of long-sought
cargo receptors.
However, it must be pointed out that the formation of coated transport
vesicles does not even require the presence of luminal contents (293).
Certainly, lectin-like sorting interactions like those proposed for
ERGIC53 (294) cannot solely account for the ER exit rate of secretory
proteins in mammalian cells, where many secreted proteins
(e.g., proinsulin) are unglycosylated. Moreover, in yeast,
evidence indicates that the phenotype associated with a loss of EMP24,
one of the p24 family, is not restricted to secretory protein transport
but includes altered cellular handling of luminal ER chaperones as well
as protein disulfide isomerase (273). Thus, the cargo receptor
hypothesis, while gaining increasing interest, still has a number of
obstacles to overcome.
C. What provides quality control of ER export?
As noted in the Overview (Section I.A), the ER quality
control machinery is designed to try to prevent the export of
incompletely/improperly folded versions of exportable proteins. This
might happen by one of several different mechanisms. For one, unfolded
proteins may aggregate and become insoluble, thereby becoming unable to
advance into the lumen of ER transport vesicles (295). However, not all
unfolded versions of exportable proteins are insoluble, or even
aggregated. In these cases, hypotheses designed to explain how
selective protein export is prevented depend largely on which model is
favored for the mechanism of normal protein export (reviewed above). If
anterograde traffic out of the ER requires presentation of certain
features to cargo receptors, then it is possible that unfolded proteins
fail to present the required features and thus cannot be recognized and
cannot be carried forward into Golgi-bound transport vesicles. In such
a case, ER chaperones might serve a role in promoting sufficient
folding to assist in the presentation of exportable proteins to cargo
receptors. Alternatively, if anterograde traffic requires escape from
ER chaperones, then it is possible that unfolded proteins fail to bury
chaperone recognition sites. In that case, unfolded patches exposed on
exportable proteins serve as de facto ER retention signals,
because they either promote the formation of insoluble aggregates
(which cannot advance because of intrinsic biophysical properties) or
binding to ER chaperones (which prevent protein advance because the
chaperones are anchored in the ERsee Section III.A). If
the latter view is correct, a corollary is that for all proteins
retained in the ER that are not intrinsically insoluble, the retained
protein must be bound to one or more chaperones in order that its
export be prevented. With these hypotheses in mind, it is worth
reviewing what is known about the binding of ER chaperones with respect
to helping or hindering protein export.
Based on current knowledge, there are two kinds of studies suggesting
the promotion of protein export as a consequence of binding to ER
chaperones. First is the case of calnexin and calreticulin (169, 183),
which associate with monoglucosylated carbohydrate side chains of a
wide variety of glycoproteins (167, 296) such that association is
abrogated by pretreatment of cells with castanospermine or
deoxynorjirimicin (inhibitors of carbohydrate processing that prevent
formation of monoglucosylated core sugars on glycoproteins, see
Section II.C). In this case, drug treatment can be clearly
shown to diminish the folding and transit of a subset of glycoproteins
from the ER to the Golgi complex (297, 298). A second method
capitalizes on the fact that most ER chaperones have a much longer
half-life in the cell (
1 day) than the secretory proteins with which
they interact (minutes to hours). Thus, treatment of cells with
cycloheximide, an inhibitor of protein synthesis, can allow for the
drainage of previously synthesized exportable proteins from the ER,
while the ER chaperones remain at normal concentrations. This causes
the fraction of unoccupied chaperones to increase. Because
cycloheximide effects are reversible, the drug can be washed away and
the resumption of protein synthesis allows new exportable proteins to
be introduced into an ER that now has an increased availability of
chaperones. In such a case, aggregation of newly synthesized secretory
protein has been observed to be diminished (25). By this means,
increased availability of BiP and other chaperones might enhance
protein maturation and traffic through the anterograde transport
pathway (299).
On the other hand, many of the ER chaperones described in Section
II have been specifically implicated in the retention of
exportable proteins within the ER. Indeed, association of BiP with Ig
heavy chains (90) and light chains (101) has been directly correlated
with their failure to undergo export from the ER, and indeed, the loss
of BiP-binding sites from surface or secreted Igs restores their
ability to undergo intracellular transport (300, 301)even if they are
incompletely folded or assembled. Similarly, soluble (truncated) forms
of the T cell receptor
-chain do not aggregate but exist as
monomers, and yet they are not secreted; instead, they coprecipitate
with BiP, and manipulations that cause BiP dissociation allow for
-chain secretion in vivo (302). Also along this spectrum,
unassembled subunits of oligomeric membrane proteins are typically
retained in the ER bound to BiP, but they often undergo high molecular
weight aggregation that may prevent their entry into ER export vesicles
(303, 304).
The situation with calnexin appears to be analogous: the T cell
receptor ß-chain is prevented from ER export in the absence of
assembly with
-chain, and the retained ß-chain is bound to
calnexin (305). For MHC class I heavy chains that have not yet
assembled with ß2-microglobulin and antigenic peptide,
export from the ER is impeded by association with calnexin (306), even
while the assembly of heavy chains with ß2-microglobulin
is promoted (183). Similarly, dissociation from calnexin parallels the
egress of MHC class II heterotrimers from the ER, suggesting that the
chaperone is involved in retention of unfolded/unassembled subunits
(307). Moreover, in yeast cells, deletion of the calnexin homolog CNE1
does not lead to a loss of cell viability but, rather, inhibits ER
retention of selected proteins that normally cannot exit this
compartment (308).
Similar reports regarding retention of exportable proteins within the
ER have been attributed to GRP94 (138) and other ER chaperones (232).
These reports are especially common in ERSDs (caused by the presence of
mutant forms of exportable proteins) where the ER unfolded protein
response causes remarkable induction of the synthesis of these ER
chaperones to levels
1 order of magnitude above the normal
range. Certainly, in ERSDs, a higher than normal number of these
chaperones are likely to be bound to exportable proteins entrapped in
the ER. However, ERSDs cannot be used to provide definitive evidence
regarding the effects of chaperone binding on the retention of
exportable proteins, because it is difficult to ascribe how much of the
retention phenotype could be due to underlying abnormalities associated
with the mutation of the exportable protein, rather than effects of
increased chaperone binding. For this reason, scientists have attempted
to independently express BiP or other ER chaperones via constitutive
promoters, to increase the free level of ER chaperones in the absence
of an ERSD, with the intention of increasing chaperone binding to
exportable proteins. When BiP is made increasingly available in the ER,
this is sufficient to blunt or block the ER unfolded protein response
in Chinese hamster ovary (CHO) cells when an experimental stress is
imposed (309). Equally importantly, increased availability of BiP
inhibits export from the ER of those secretory proteins known to bind
BiP (309). Analogous results have recently been reported upon increased
expression of GRP94 (139).
Retention of exportable upon increased expression of BiP or GRP94 might
be explained by a saturation of the ER, causing the diminished
availability of folding promoters and other key resident proteins in
the ER (i.e., "chaperone imbalance"). As an alternative,
increased chaperone expression might simply cause increased complex
formation with susceptible "substrate" proteins. The former idea
has been rendered less likely by recent demonstrations that the levels
of a wide array of ER resident proteins are not changed as a
consequence of selective overexpression of an individual ER chaperone
(139, 309a). By contrast, experimental evidence favoring the
alternative view is the fact that decreased expression of
BiP (using antisense methodology, which does not diminish the levels of
foldases or other ER resident proteins) actually increases
the ER export of certain heterologous proteins expressed in CHO cells
(119, 310). Moreover, these effects are selective, as overexpression of
BiP, or even overexpression of mutant BiP, which cannot undergo
ATP-dependent release of a "substrate" protein, fails to cause the
retention of secretory proteins that lack a demonstrable BiP-binding
site (124).
The message transmitted by these results is that to execute their role
with respect to protein export, chaperones must not only associate with
unfolded secretory proteins for a period of timethey must also
dissociate during the folding process (25). As described in
Section I.C, repeated cycles of binding and release to the
same or different unfolded polypeptides is a common function of
molecular chaperones in all compartments. This has left open the hotly
debated question of what stage in the chaperone-binding cycle does the
polypeptide folding actually takes place: during the period of
chaperone association or during the period of release (311)? There is
good reason to believe that chaperone binding, at least in some
circumstances, may decrease the assembly of oligomeric subunits (168),
decrease the folding of monomers, and actually promote monomer
unfolding (69). Although semantically inappropriate, such behavior has
been termed an "anti-chaperone" function of ER chaperones and is
dependent upon the particular "substrate" and the availability and
stoichiometry of chaperone binding (103).
Thus, to summarize this section, quality control of ER export (9) may
be provided by any of three different mechanisms: 1) inability of an
exportable protein to properly present itself to cargo receptors
mediating ER exit (an increasingly popular model but one for which
direct evidence is still lacking); 2) formation of protein aggregates
that are biophysically unable to enter transport vesicles (for which
indirect support has been obtained in only a few cases); and 3)
repetitive, cyclical binding by ER chaperones, which mediates ER
retention and does not necessarily facilitate folding in all cases (for
which there is the largest amount of available evidence, albeit
indirect). The latter model has obvious implications for ERSDs (see
below), and suggests that successful export from the ER takes place
only when all chaperone-binding sites on the exportable polypeptide are
buried, or when ER chaperones are otherwise disabled or overwhelmed.
Thus, according to this model, one simple way to think about the role
of ER chaperones in the regulation of protein flow out of the ER may be
the dam concept, in which the dam (comprising all available ER
chaperones) serves as a central regulator. The "height" and
"tightness" of the dam, represented by the levels of ER chaperones
and their respective affinities for "substrate"-binding sites,
regulates the escape of exportable proteins from the ER.
The rigor of ER quality control is related to both parameters. Ideally,
ER quality control should be sufficiently zealous to retain only mutant
proteins that may have lost their primary biological activity or that
may have other unwanted toxic effects. However, as we shall see further
in Section IV, this quality control is not perfectly
efficient in all situations. Indeed, ER quality control machinery may
exhibit drastically different retention properties for different mutant
protein subunits whose primary structures differ from the native
primary structure only by the loss of a single free cysteine or a
single disulfide bond, in some cases even leading to export that is
augmented over that of the wild-type protein (79a, 312, 313), but in
most cases leading to a diminution of protein export.
D. ER-associated degradation
In cells, both wild-type and mutant versions of exportable
proteins are subject to misfolding under normal or stressed conditions,
although the fraction that is irreversibly misfolded may vary (315).
The development of a system that is not only able to recognize
irreversibly misfolded proteins, but to target them for degradation, is
an essential function for cell survival, because inexorable
accumulation of undegraded misfolded proteins in the ER is likely to
clog the secretory pathway and become toxic to cells (316). A central
question to resolve for the coming decade is: although the lysosomal
compartment of cells is primarily designed for macromolecular
digestion, how do misfolded versions of exportable proteins that cannot
readily reach the lysosome (because of ER quality control restraints)
undergo degradation? Unlike autophagy (317, 318, 319, 320, 321), a phenomenon known as
ER-associated degradation, or ERAD (322), has been defined by 1)
insensitivity to classic inhibitors of lysosomal proteases and
intracellular transport blockers, 2) immunolocalization of degradative
substrates in the ER, as well as 3) lack of Golgi-type sugar processing
on the substrates (323, 324).
At this stage, most of the machinery responsible for ERAD remains
largely unidentified in higher eukaryotes. With few possible exceptions
(143, 324), proteolytic fragments are generally not observed as
intermediates in the ERAD process, complicating its characterization.
In some instances, the ER compartment itself has been implicated as the
site of degradation (325), suggesting that at least some of the ERAD
machinery is contained within this compartment. Further, evidence has
been presented that redox events, or the availability of free thiols,
may strongly influence the activity of ERAD machinery (326, 327).
Indeed, ER60 and ERp72, which contain copies of the -C-X-X-C- motif
conserved in PDI (described above) have been postulated either to be
potential cysteine proteases or molecules that may target misfolded
proteins to ERAD (218, 222, 223, 224). Additional new genes are being found
that apparently influence this process (328).
One recently proposed mechanism of ERAD that is gaining great attention
is the idea of dislocation of proteins from the ER membrane (329, 330, 331),
or the ER lumen (322, 332), presumably via reverse translocation
through the ER translocon (333), i.e., back to the cytosol,
for selective protein degradation by the ubiquitin-proteasome
proteolytic pathway (334, 335, 336). The steps involed in this process are
far from being completely worked out, but may include initial partial
proteolysis within the ER, ubiquitination, extraction from the ER, and
the removal of all previously attached N-linked carbohydrates, before
complete proteasomal digestion (10, 337).
Interestingly, even though essentially all exportable proteins that
fail to escape the ER are eventually degraded, several studies have
revealed that some proteins turn over rapidly while others disappear
more slowly (338). As molecular chaperones play major roles in
assisting or preventing protein degradation in other cellular
compartments (339), it seems likely that they may play similar diverse
roles within the ER. At this early stage in our knowledge, it should
perhaps not be surprising that BiP and calnexin association have been
correlated with the destruction of misfolded exportable proteins by
ERAD (105, 322, 340, 341) just as others have suggested that binding of
these very chaperones helps to protect from ERAD (168, 342, 343). In
addition, inhibitors of proteasomal proteolysis may cause the
accumulation of undegraded, misfolded secretory proteins, leading to
induction of ER chaperone synthesis as part of the unfolded protein
response (344). More work is clearly needed to understand how molecular
chaperones help to distinguish misfolded proteins targeted for ERAD
from normal early folding intermediates of exported proteins and, more
specifically, the relationships between ERAD and the quality control of
ER export. Whatever the answers, it would appear that ER chaperones are
likely to be intimately involved.
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IV. Endocrinopathies as Models of Defective Protein Export
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A. Congenital hypothyroid goiter with thyroglobulin deficiency
Thyroglobulin (Tg), a large secretory prohormone, provides the
matrix for both iodine storage and thyroid hormone synthesis. As a
result, conditions that prevent Tg from reaching the thyroid follicle
lumen, a key step in regulation of thyroid hormone synthesis and
storage, lead to clinically significant hypothyroidism (345).
Export from the ER represents the rate-limiting step in the overall
process of secretion of Tg (139). Much of the time after biosynthesis
is used to convert Tg into a transport-competent form, which involves
multiple processing steps within the ER (346). Cotranslationally,
collapse of hydrophobic domains into the globular core, addition of
N-linked sugars, and formation of intramolecular, intradomain disulfide
bonds stabilize the nascent Tg molecule, as does protective association
with ER chaperones such as calnexin (71), BiP (25), and GRP94 (143).
During the posttranslational period, while mispaired disulfide bonds
are being corrected, these ER chaperones begin to dissociate from Tg.
The dissociation is correlated with a period in the normal folding
pathway during which Tg matures through a series of discrete folding
intermediates, ultimately leading to compact monomers. Moreover,
immunopurified BiP-nascent Tg complexes have been analyzed under native
conditions, directly demonstrating BiP association only with early Tg
folding intermediates (25). These data indicate progressive BiP
dissociation during the conformational maturation of Tg. The compact
monomers, no longer detectably bound to BiP, represent the first
structures in the Tg folding pathway that are competent to assemble
into homodimersthe form normally observed to exit the ER (Fig. 3
). Perturbations that interfere with the
pathway of Tg progression to homodimers invariably inhibit ER export of
Tg. On the other hand, chronic physiological exposure to TSH, the
dominant regulator of thyrocyte metabolism, accelerates the formation
of compact monomers and consequent dimer asssembly, even though the
number of new Tg molecules fluxing through the ER is greatly augmented.
This hormonally stimulated increase in Tg export is accompanied by
modest elevations in the levels of PDI, BiP, and GRP94 and accelerated
dissociation of nascent Tg from BiP (130) and perhaps other chaperones,
as well.

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Figure 3. Hypothesis for how luminal chaperones may
influence productive and unproductive branches of the Tg folding
pathway within the ER. We propose that nascent Tg translocation into
the ER lumen is completed with the assistance of calnexin and perhaps
BiP and other chaperones. The newly translated Tg monomers are highly
unfolded, unstable, and excellent "substrates" for the binding of
GRP94, BiP, and other chaperones. In this model, the binding of GRP94
and BiP do not necessarily promote advancement to mature folded
monomers; indeed, their binding per se may kinetically
inhibit such advancement (slight block shown in figure), which proceeds
during the part of the chaperone interaction cycle in which chaperones
are released from a particular domain on Tgthe unbound domain then
uses this period to properly bury chaperone-binding sites, leading to
progressive folding toward the native state. In the productive folding
pathway, the appearance of compact monomers is followed rapidly by Tg
assembly into homodimers. It is not known what chaperones, if any, play
a role in the dimerization process (shown as question mark above
the arrow signifying dimerization). Dimers are the predominant,
if not exclusive, form of Tg that undergoes export from the ER. An
alternative, unproductive pathway taken by a significant fraction of
unfolded Tg monomers involves the formation of protein complexes
(downward vertical arrow), which are likely to include
one or more improper intrachain disulfide bonds as well as nonnative
intermolecular hydrophobic interactions. GRP94 and BiP bind extensively
to molecules that either have formed or are prone to forming these
complexes, thereby inhibiting advancement down this potentially
unproductive folding pathway. The extent of chaperone-mediated
promotion of productive folding is likely to be related to minimizing
Tg entrapment in protein aggregates (block of downward vertical
arrow), rather than direct enhancement of Tg conformational
maturation. Because of the oxidizing environment of the ER, some of the
molecules in Tg complexes form aberrant interchain disulfide bonds.
Nevertheless, the cyclic association of numerous chaperones occurs in
conjunction with some proper monomer folding that proceeds even within
the complexes. Thus, of those Tg aggregates that do occur, many are
reversible in the folding pathway, suggesting that unfolded monomers
are in a dynamic equilibrium with Tg complexes. PDI is likely to play a
major role in breaking mispaired disulfide bonds within Tg complexes;
PDI therefore acts as a true foldase for Tg (shown as upward
vertical arrow). However, an indeterminate portion of Tg does
not recover from these misfolded states; this is especially true for
mutant Tg, which is intrinsically defective in progression along the
normal folding pathway. In this case, it is possible that ERp72, and
perhaps ER60, assist in initiating ER-associated degradation of Tg,
which may eventually occur in the cytosol (see text).
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In many human patients with congenital hypothyroid goiter, the disease
is detected upon neonatal screening. The prevalence of defective Tg
synthesis or secretion from such screening has been estimated to be
1/40,000 newborns (345). However, the diagnosis can be difficult,
especially when there is an incomplete block in Tg metabolism. If the
condition is not diagnosed during the neonatal period, the illness is
then detected upon progressive goiter growth in early life. In such
cases, asymptomatic parents are generally heterozygous carriers of Tg
mutations, and there is frequently a history of consanguinity (347). In
most human patients suffering from congenital hypothyroid goiter with
defective Tg, the molecular defect has not been established. Although
postulated defects in these cases have centered around abnormal
translation or altered posttranslational modifications such as
glycosylation, one of the more common defects may involve Tg
trafficking out of the ER. This, is supported by the frequent finding
of markedly distended thyrocyte ER, which immunostains positively with
anti-Tg, while a relative absence of Tg is found in the follicle lumen
and in the circulation. Moreover, a recent biochemical investigation of
affected individuals from two independent kindreds with congenital Tg
deficiency revealed marked elevations in the thyroidal levels of ER
chaperones BiP and GRP94 (up to
10-fold), while intracellular Tg was
synthesized but never acquired complex carbohydrate modifications,
indicating its failure to reach the Golgi compartment (348). These and
other biological defects observed in the thyroids of patients with
hereditary goitrous hypothyroidsm appear very similar to those found in
animal models of this disease, in particular, the cog/cog
mouse.
The cog (congenital goiter) mutation,
which arose spontaneously in the inbred AKR/J strain, is an autosomal
recessive gene tightly linked to the Tg locus in the central region of
mouse chromosome 15 (349), associated with the development of
congenital hypothyroid goiter and its attendant growth (350) and
neurological (351) sequelae. Morphological studies of
cog/cog mice indicate that the thyrocytes have abnormally
distended ER (352, 353) as do those of certain human patients suffering
from congenital goiter due to Tg deficiency (354, 355). As in the
humans, Tg mRNA is abundant and apparently normal in size (356), but
purified Tg protein exhibits abnormal biophysical properties including
enhanced susceptibility to proteolysis (357, 358). An extensive
analysis has recently shown that the mutant mice synthesize a
full-length Tg protein, which undergoes N-linked glycosylation and
glucose trimming in the ER, indistinguishable from that in normal
thyroid tissue; nevertheless, homodimerization of Tg is virtually
undetectable. Consequently, the Tg protein is deficient for export,
resulting in diminished synthesis of thyroid hormone in the affected
mice. The underlying Tg folding defect appears to be due to a
temperature-sensitive mutation such that at 37 C, the quantity of Tg
protein arriving in the Golgi complex is below the limits of detection
(143). The physiological response to this illness includes the specific
thyroidal induction of five ER molecular chaperones: BiP, GRP94, ERp72,
ER60, and calreticulin. Based on the logic described in Section
III.C, Tg export is probably prevented either because of the
formation of protein aggregates that are unable to advance into ER
export vesicles, or because of increased binding to ER chaperones that
function to retain misfolded proteins, or both. Indeed, unlike normal
mouse Tg, Tg from the cog/cog mice exhibits
near-quantitative, prolonged binding to GRP94 and BiP (143), and the
vast majority of newly synthesized Tg protein is ultimately degraded
without ever reaching the Golgi complex.
Remarkably, even without exogenous hormone replacement,
cog/cog mice, as well as certain human patients with
congenital goiter due to Tg deficiency, become biochemically euthyroid
with age. The reason seems to be that a very minor fraction of Tg can
in fact escape the ER and be exported to the Golgi complex and beyond
(143), where it becomes iodinated (358). Theoretically, if only 2% of
all Tg reaches the follicle lumen, as the goiter reaches 50 times
normal size, total thyroid hormone production could normalize even
without any improvement of Tg folding or special actions of molecular
chaperones. In addition, as a consequence of chronic hypothyroxinemia
resulting in supranormal TSH stimulation, T3 may be
preferentially formed (359). Of course, the precise nature of the
mutation in the encoded Tg is likely to be a determining factor in the
success of such compensatory responses, both qualitatively and
quantitatively. Recently, a cDNA library has been generated from
thyroids of the mutant cog/cog mice, and a full-length Tg
cDNA has been successfully isolated. By comparing the Tg coding
sequence to that of the unaffected parental AKR/J strain, it is
expected that the precise molecular defect should soon be identified.
However, thus far there is no evidence that Tg mutations leading to
congenital goiter are conserved between species, or even between
different affected human kindreds (345). Preliminary sequencing does
indicate that the primary structures of all four hormonogenic domains
within Tg (360) are preserved in the Tg cDNA from the mutant mice.
Because Tg folding and export from the ER is normally a slow step in
the thyroid hormonogenic pathway, mutations in Tg that by
"sequence-gazing" may appear only minor in nature, may be
sufficient to further reduce Tg export to the point where its transport
becomes limiting for thyroid hormone synthesis. Thus, it is probable
that many (but by no means all) kindreds with genetically transmitted
hypothyroid goiter, including those previously attributed to other
causes such as defective iodination machinery, may suffer from a lack
of available Tg substrate at the site where thyroid hormone formation
takes place (361). Assuming that each of the two Tg alleles are
expressed equally in heterozygous carriers of this illness, Tg export
in such cases might represent as much as 75% of normal (if
wild-type/mutant dimers are competent for transport) and as little as
25% of normal (if only wild-type homodimers are competent for
transport). Thus, humans and animals heterozygous for Tg synthesis
defects are likely to have an increased predilection for
hypothyroidism, especially in the setting of iodide deficiency or
comparable metabolic insult. Normally, there is sufficient gain control
by TSH stimulation of the thyroid gland, such that frank hypothyroidism
should not develop in heterozygotes, although chronic low-level TSH
stimulation may predispose to goiter and autonomous thyroid growth in
these individuals (362).
B. Familial neurohypophyseal diabetes insipidus
Familial central diabetes insipidus (FDI) is an uncommon form of
diabetes insipidus (DI) caused by absence of circulating arginine
vasopressin (AVP), a nonapeptide derived from a larger single chain
neurophysin-vasopressin precursor synthesized by magnocellular neurons
of the hypothalamus (363, 364). A single copy of the AVP peptide is
immediately preceded by a leader peptide that is cleaved from the
preprohormone by signal peptidase. Subsequent proteolytic processing of
the prohormone generates AVP as well as neurophysin (NP) and a
C-terminal glycoprotein fragment. Accounting for more than two-thirds
of the prohormone mass, NP is thought to act as a molecular escort for
AVP along the intracellular secretory pathway (see Section
II.G), by forming a noncovalent heterodimer with AVP, which then
combines with other heterodimers and ultimately forms even higher order
complexes in the secretory pathway (364, 365).
Remarkably, genetic analyses have clearly established that most FDI in
humans is autosomal dominant (363, 366, 367). An insight into this mode
of transmission may be gained from autopsy studies, in which patients
with FDI are found to exhibit marked degeneration of the neurons
responsible for AVP synthesis, storage, and secretion, for which an
abnormal prohormone structure has been implicated as the root cause.
Molecular studies of affected families reveal assorted point mutations
in the AVP gene that tend to cluster in the NP coding region, although
they are not exclusive to this region (368, 369, 370, 371). In rare cases,
mutations affecting only the leader sequence (372) or the translational
initiation codon (373) of the AVP-NP precursor lead to FDI. A delay in
removal of the leader sequence is likely to result in severe protein
misfolding, which may already be irreversible by the time the leader
is, if ever, removed (63). In such a case the mutants would not be
expected to exit the ER as a result of ER quality control. The more
common mutations affecting the NP-coding region may dramatically alter
the structural integrity of the AVP-NP precursor and/or the processed
complex. But why would such mutations in either the leader sequence or
the NP region lead to cell death? One possibility supported by recent
studies (460) is that intracellular accumulation of the mutant gene
product results in cellular toxicity (ERSD type A-II, see Section
V and Fig. 4
, below). While it is by
no means established, it seems probable in human patients that
intracellular transport of AVP-NP from the ER is affected; moreover,
from the identification of signal sequence mutations leading to FDI, an
intracellular transport block can be suspected.

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Figure 4. A generic classification of ERSDs. All ERSDs begin
with ER retention of misfolded proteins (center of
figure), which is merely the end of the spectrum of ER retention that
already exists for wild-type exportable proteins (315, 441). As
described in Section IV, these mutants may either be
potentially functional (type A) or nonfunctional (type B).
Nonfunctional mutants will be dominantly inherited if they can assemble
with the wild-type gene product, creating nonfunctional oligomers, or
if 1x gene expression of the wild-type allele is insufficient for
hormonal homeostasis. The latter case is generally rare because
endocrine feedback mechanisms allow for increased hormone production
from the wild-type gene product. In many dominant and most recessive
ERSDs, even though the mutant proteins cannot escape the ER, they
nevertheless are efficiently degraded intracellularly (subtypes A-I and
B-I). More rarely, mutant proteins may not be efficiently degraded,
such that an undegraded portion may accumulate (460), which can lead to
cellular toxicity or cell death (subtypes A-II and B-II). If toxic
accumulation occurs with only a 1x level of gene expression, a
dominant mode of inheritance will be apparent. If both mutant alleles
must be expressed before toxic accumulation is detected, such as for
the Z-variant of 1-antitrypsin (see Section IV.E),
then cellular toxicity will exhibit a recessive pattern of
transmission.
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Interestingly, the Brattleboro rat, a remarkable animal model of FDI,
synthesizes a mutant precursor protein that has been shown to
accumulate in the ER (374, 375). In this case, a frame shift due to a
single base deletion in the NP-coding region results in elimination of
the stop codon, causing translational readthrough of the poly-A tail of
AVP-NP mRNA. Thus, the mutant neurophysin-vasopressin precursor not
only contains an altered NP domain, but a new carboxy terminus that
includes a polylysine tail that cannot be fully translocated into the
ER lumen. However, genetic transmission in the Brattleboro rat is
autosomal recessive, which does not fit well with the idea that toxic
protein accumulation causes complete neuronal cell death, at least
within heterozygous individuals (363). Such a finding is consistent
with the possibility that in the Brattleboro rat, the misfolded AVP-NP
protein may be successfully degraded, but this may not necessarily be
true in many of the human kindreds (see Section V).
Evidently, studies are needed to provide a cellular explanation for the
discrepancy in the mode of inheritance between most human kindreds with
FDI and the Brattleboro rat model (376, 377), which should include an
analysis of the levels and functions of ER molecular chaperones in
different animals with this illness.
Finally, it should be pointed out that certain forms of genetically
inherited nephrogenic DI (378, 379) may also be ERSDs. An autosomal
recessive phenotype can apparently be caused by point mutations within
the AVP-regulated water channel, known as aquaporin-2, which results in
quantitative retention of the mutant channel in the ER (380).
Additional mutants, such as those found in the V2 AVP
receptor (381, 382, 383), are also considered likely candidates as ERSDs.
C. Osteogenesis imperfecta and disorders of procollagen
biosynthesis
Collagen, secreted by connective tissues, exhibits a
characteristic triple helical structure made possible by Gly-X-Y
repeats (in which X and Y are most often proline and hydroxyproline,
respectively). The triple helix can further pack to form the superhelix
found in collagen fibrils (82). Of the roughly 15 different types of
collagen, type I procollagen is by far the most studied (384). Type I
is a hetero-trimer of two pro-
-1 chains and one pro-
-2 chain.
These chains are encoded by the COL1A1 and COL1A2 genes, respectively
(83, 385, 386). As a prepro-
-chain enters the ER lumen, removal of
its lengthy signal peptide and glycosylation near the C terminus takes
place (387). Further, specific prolyl and lysyl residues become
hydroxylated, due to the actions of prolyl-4-hydroxylase (211) and
lysyl hydroxylase (388), two vitamin C-dependent enzymes in the ER
(389). Occasionally, hydroxylysines are further modified by
glycosylation. Shortly after completion of pro-
-chain synthesis,
heterotrimer assembly is initiated by associations between the globular
regions at the extreme C-termini of each pro-
-monomer (83, 390). The
noncovalent triple helix is then propagated back from the C- to the N
terminus, while interchain disulfide bonds begin to form, further
stabilizing the helical structure. Once completed, the trimers undergo
intracellular transport, whereupon the nonhelical N- and C terminal
ends are proteolytically cleaved off and the trimers further assemble
into superhelical collagen fibrils (83, 386).
Many ER resident proteins, including HSP47 (227, 228, 230), participate
along the folding and assembly pathway of procollagens (144, 229, 391).
In addition to its role as one of the subunits of prolyl-4-hydroxylase,
PDI may also act independently both as a molecular chaperone and
folding catalyst during procollagen maturation (80, 81). Several other
ER chaperones and folding catalysts that have been reported to assist
in procollagen folding are PPI, BiP, and possibly GRP94 (102, 144, 392).
Despite somewhat confusing nomenclature, great progress has been made
in recent years in elucidating the molecular bases for osteogenesis
imperfecta (OI). Mutations in type I procollagen, the major protein
component of bone matrix, characterizes this heterogeneous group of
"brittle bone diseases" (83, 386). Interestingly, OI can be
inherited either as an autosomal dominant (the vast majority of cases),
or in a recessive mode. Because of the multiple and complex steps of
procollagen biosynthesis, genetic errors are manifested at numerous
possible stages in the pathway; this, and the ease of obtaining primary
cultured disease fibroblasts, may account for why OI is one of the most
diverse and extensively studied ERSDs. At present, more than 150
mutations in the two genes encoding type I procollagen are reportedly
responsible for various forms of OI, ranging from death in
utero to only mild bone fragility (393, 394, 395). Mutations have been
mapped all along the coding regions, but frequently represent point
mutations in one of the Gly-X-Y repeats, which disrupt the triple
helical domain (396, 397, 398, 399, 400). Indeed, it has been suggested that the
severity of the disease can be roughly correlated with the location of
the mutation along the length of pro-
: mutations in the C-terminal
globular region generally have been associated with more severe
phenotypes (83, 401). Moreover, mutant chains can associate with normal
chains, creating an unstable or poorly functional complex that accounts
for the autosomal dominant transmission. This is further supported by
the observation that "null alleles" actually tend to cause
relatively milder disease (402, 403).
In one recent study, a Trp1312
Cys substitution
near the C terminus of pro-
-1 was found to be responsible for a
lethal form of OI (391). First, despite normal mRNA stability, primary
fibroblast cell cultures revealed a greater reduction in total collagen
synthesis than would be expected from a null allele, due to a higher
than normal rate of intracellular degradation of pro-
-chains.
Second, malfolded mutant subunits containing aberrant disulfide bonds
were found to accumulate in the ER in association with BiP and were
selectively degraded in a pre-Golgi compartment. Third, BiP levels were
further increased in the mutant cells by ascorbate treatment, which
causes a rapid increase in procollagen synthesis. Nevertheless, some of
the procollagen trimers containing a mutant subunit were secreted,
although they were abnormally posttranslationally modified, further
perturbing the already deficient extracellular matrix. Interestingly,
the more common procollagen mutants that contain defects located within
the triple helical structure exhibited neither increased interaction
with BiP nor induction of BiP synthesis (102).
Considerable progress has also been made in delineating the molecular
mechanism of other procollagen disorders, for which similarly numerous
mutations exist that range in severity of phenotype (404, 405, 406, 407, 408, 409). It is
beyond the scope of this paper to review all the mutations that cause
both common and rare diseases of collagen (83, 385). However, we note
that in a recently reported case, a single amino acid substitution of
Gly853
Glu within the sequence encoding the triple helix
of type II procollagen (COL2A1) produces a lethal form of
hypochondrogenesis, in which the affected chondrocytes exhibit dilated
ER that contains mutant procollagen molecules impaired in their
assembly and intracellular transport (404). Finally, defective
intracellular transport of other noncollagen proteins of the
extracellular matrix may also lead to varying forms of OI and other
skeletal dysplasias (405, 406, 408, 410, 411).
D. ERSDs affecting lipoprotein metabolism
Many clinically significant mutations have been identified that
affect lipoprotein metabolism (for review, see Refs. 412 and 413); this
section notes only a few examples, which are apparent ERSDs. The LDLR,
a 160-kDa cell surface glycoprotein, is responsible for the hepatic
uptake of most LDL particles from the circulation by endocytosis
(414, 415, 416). Thus far, several dozen mutations causing autosomal
dominant hypercholesterolemia have been reported, with molecular
defects ranging from lack of synthesis, altered intracellular
transport, or abnormal function (417). In one study, using human
fibroblasts isolated from homozygous patients derived from three
different Lebanese families, a single base substitution in the coding
sequence near the C terminus of the protein resulted in a truncated
receptor that was quantitatively retained in the ER (418). The steady
state level of the mutant receptor was reduced
10-fold, and
additional evidence suggested rapid ER degradation of the mutant
protein. Subsequent microscopic studies of skin fibroblasts obtained
from similar patients have confirmed ER retention of mutant LDLR (419).
Apolipoprotein B is synthesized in the ER of hepatocytes and
enterocytes, where it is lipid-loaded as a consequence of interaction
with the microsomal triglyceride transfer protein (MTP) complex.
Remarkably, abetalipoproteinemia is an ERSD not due to mutations in the
apolipoprotein B gene, but is due to an absence of functional MTP
(420). Several of the reported mutations in such patients map to the
region of the coding sequence in MTP responsible for interaction with a
PDI subunit of MTP (421). Moreover, MTP has been proven to physically
associate with newly synthesized apolipoprotein B, and in the absence
of lipid-loading by MTP, apolipoprotein B is subject to rapid
intracellular degradation that can be prevented by inhibitors of
proteasomal proteolysis (422). In the absence of such inhibitors,
unique proteolytic fragments of the apolipoprotein can be found in
plasma (423). At present it is unclear whether MTP assists as a
cotranslocational chaperone for apolipoprotein B as it crosses the ER
membrane (424), or acts primarily during posttranslational folding
(425).
Lipoprotein lipase (LPL), a 55-kDa glycoprotein secreted by fat and
muscle cells, is transported to the capillary endothelium where it
catalyzes hydrolysis of triglycerides within chylomicrons and
very-low-density lipoprotein particles. LPL deficiency, inherited as an
autosomal recessive trait, accounts for most cases of familial
hyperchylomicronemia (426). Regulation of LPL activity occurs primarily
at the level of its synthesis, N-linked glycosylation, trimming of
terminal glucose residues, and homodimerization that leads to formation
of the active enzyme (427, 428, 429). Most of these LPL processing steps
occur in the ER (430, 431). Many LPL mutations have been reported to be
single amino acid substitutions in the coding sequence, but
Pro207
Leu accounts for the majority of all cases of
familial chylomicronemia due to LPL deficiency (432). Biochemical
comparisons of this mutant and wild-type LPL expressed in COS-1 cells
showed similar levels of mRNA, but significantly reduced secretion of
the mutant LPL with its greater intracellular retention. Moreover, the
small, secreted amount of this LPL mutant is functionally inactive
(ERSD type B-I; see Section V and Fig. 4
, below).
E. Other selected nonendocrine and endocrine ERSDs
-1-Antitrypsin (AAT) deficiency is a well-known cause of
juvenile pulmonary emphysema, due to absence of the hepatically
secreted serine protease inhibitor at its site of action in the lungs.
For review of the many forms of AAT deficiency, see Ref. 433. Herein,
we wish to mention only one antitrypsin mutant in particular, the
so-called PiZ, or Z-variant. Interestingly, extensive hepatic damage
and early cirrhosis have been directly linked with the expression of
this particular mutant AAT in some patients (11). Although a high
fraction of the Z-variant is degraded within the ER (434, 435), the
hepatic injury is thought to result from hepatocellular accumulation of
an undegraded fraction of insoluble polymeric Z-variant within the ER
(436). It is tempting to speculate (see Ref.460) that this cellular
toxicity could represent a similar mechanism to that reported for
familial central diabetes insipidus (see Section IV.B). It
should be pointed out, however, that AAT deficiency due to the
Z-variant is an autosomal recessive disease. This observation suggests
that gene dosage may affect not only the amount of antitrypsin that is
secreted but also the amount of antitrypsin that may contribute to
protein accumulation within the ER (ERSD type B-II, see Section
V and Fig. 4
, below). Indeed, it is controversial whether patients
heterozygous for the Z-variant may be predisposed to develop liver
cirrhosis without further metabolic insult. However, it should be noted
that expression of the human Z-variant in transgenic mice does result
in liver cirrhosis among a subpopulation of these animals.
Interestingly, unlike other AAT mutant alleles, the Z-variant of AAT is
not thought to elevate the steady-state levels of BiP (437); an
inference from these data is that it may bind BiP only poorly (see
Section II.A). Since polymerization of the Z-variant of AAT
in the ER apparently represents an ordered, protease-resistant
assembly, it is possible that exposed domains on the misfolded mutant
antitrypsin may be used either for chaperone binding or polymeric
assembly. Based on the relative affinities of these competing
interactions, as well as the expression level of the "substrate," a
fraction of the molecules might be favored to form an insoluble polymer
depending on chaperone concentrations and availability. Failure to
either export or completely degrade the molecule may lead to a
situation in which gradual, but inexorable accumulation of this
indigestible aggregate develops, ultimately leading to general cellular
stress (438) and toxicity (see Fig. 4
, below).
Cystic fibrosis (CF) is one of the most common hereditary disorders in
the Caucasian population, and an allele resulting in a single Phe
deletion at position 508 in the CF transmembrane conductance regulator
(CFTR), present in more than 70% of all cases, is responsible for
protein misfolding (439). In the homozygous state, abnormal chloride
conductance appears to be caused by functional absence of the CFTR at
the plasma membrane of epithelial cells, where this polytopic membrane
protein is normally expressed (440). Furthermore, it has been well
established that the mutant CFTR
F508 protein is synthesized but
fails to exit the ER, wherein it is retained by association with
calnexin (441). Cytoplasmic molecular chaperones also appear to
interact with the CFTR
F508 mutant (442), which is not surprising,
since the majority of each CFTR polypeptide chain is cytoplasmically
disposed. The ER-retained protein is then rapidly degraded by a pathway
thought to involve ubiquitination followed by proteosomal proteolysis
[(315, 329, 330), see Section III.D].
Remarkably, there is strong evidence that the CFTR
F508 protein has
near-normal functional capability as a chloride-conducting channel,
although the vast majority of the protein never reaches its intended
site of biological action (443). More remarkably, an important fraction
of the wild-type CFTR also fails to be exported from the ER in
association with calnexin and is then rapidly degraded (441).
Evidently, the difference in cellular phenotype between the wild-type
and mutant
F508 protein is largely a matter of degree. In support of
this, an increased fraction of recombinant CFTR
F508 is detected at
the plasma membrane in cells grown at reduced temperature, and this
cell surface CFTR is functionally competent (440). Presumably, the
slower rate of polypeptide chain folding at lower temperatures may
increase the probability of reaching a "more correct" final
tertiary structure.
Table 1
summarizes a number of additional
endocrinopathies in which ERSDs can be suspected or have been
implicated. Although detailed cell and molecular studies are still
needed in many of these cases, the fundamental link appears to be
defective folding and intracellular transport of important endocrine
polypeptides (Table 1
). This table is by no means comprehensive; for
example, not included therein is an important new animal model that
suffers from a global polyendocrinopathy associated with notable
obesity and infertility, known as the fat/fat mouse, which
is caused by an ERSD involving defective export of the
prohormone-processing enzyme, carboxypeptidase E (455, 456).
 |
V. Summary: A Proposed Classification of ERSDs
|
|---|
From the studies described in this review, it is clear that
structural information dictates not only the functional properties of
exportable proteins, but also their ability to be transported in the
intracellular secretory pathway. In ERSDs, the precise nature of the
defect determines both the severity of the phenotype and the mode of
inheritance. To our knowledge, all genetically inherited ERSDs are
attributable to mutations in the coding sequence of exportable
proteins; thus far, with the exception of abetalipoproteinemia (see
Section IV.D), no mutations in ER chaperones (other than
those that scientists have genetically engineered) have been reported
as the cause of spontaneous disease.
The elevations of ER chaperones in ERSDs may differ between mutations,
between tissues, between individual patients, and between different
physiological states (i.e., such as before and after hormone
replacement therapy) in the same patient. Thus, measurement of ER
chaperone levels plays an important diagnostic role, but probably
should not be used as the sole basis to classify these illnesses.
Moreover, because mutant secretory proteins have been reported to occur
in virtually every organ system, ERSDs are more readily classified at
the cell biological level, by the responses of the cells that actually
synthesize the secretory protein, rather than the hormone deficiency
associated with the illness at the end-organ level.
With these ideas in mind, we present a schematic view in Fig. 4
.
According to this schema, all ERSDs begin with ER retention of the
affected proteins or their subunits. Mutants may then be divided into
two groups: type A, where the biological activity is preserved although
the protein is transport-deficient; and type B, where the mutant has no
potential for functional activity. Both categories include both
recessive and dominant mutations. The primary clinical difference
between these two classes is that type A ERSDs may be amenable to
therapies designed to down-regulate the quality control of ER export so
that potentially functional molecules can escape the ER and reach their
intended intracellular destination. In both types of ERSDs, in most
cases, the retained mutant protein is efficiently degraded in the ER
(subtypes A-I and B-I). In these cases, the predominant, global
phenotypes involve the symptoms and signs of hormone deficiency.
However, careful biochemical and cell biological studies reveal various
abnormalities in glandular function, typically including the elevation
of the levels of one or more ER chaperones. As described in
Section I.C, such elevations are a consequence of chronic
adaptation to the presence of unfolded mutant secretory protein (the
synthesis of which is stimulated all the more by endocrine feedback
loops). As described in Section III, the elevated chaperones
appear to be integrally related to the ER retention as well as perhaps
the ERAD process that removes the misfolded proteins. In these cases,
the ER compartment may expand, but the secretory cells are likely to
survive.
In the more unusual subtype II (subtypes B-II and perhaps A-II), the
mutant protein exhibits an intrinsic tendency to resist ERAD, creating
a potentially dangerous accumulation of indigestible material (Fig. 4
).
This may be due to the unusual production of novel, protease-resistant
protein complexes, or it may be due to the formation of protein
assemblies that prevent the reverse translocation of mutant proteins to
the cytosol for proteasomal proteolysis. Resistance of untransported
mutant protein to ER-associated degradation will predispose to a
dominant ERSD (460). In such a case, although the mutant allele could
could form oligomeric hybrids with the wild-type allele, complete
nonmixing of the normally exported wild-type allele and toxic
accumulation of the mutant allele is another distinct scenario that can
also produce a dominant mode of inheritance. For cells that rapidly and
repetitively divide, it may be possible to escape cellular lethality
under conditions in which the ER is continuously being expanded in
preparation for another round of cell division. These cells, while
still markedly abnormal, may in effect be able to "outgrow" the
toxic accumulation. By contrast, highly differentiated cells that
maintain only steady-state quantities of ER are likely to be at greater
risk of cell injury or death in the face of perpetual accumulation of
misfolded proteins in the ER (460). Such considerations may also be
important factors in the age of onset for particular manifestations
that represent the natural history of ERSDs.
 |
Acknowledgments
|
|---|
We thank Dr. I. Boime (Washington University, St. Louis, MO) for
helpful discussions.
 |
Footnotes
|
|---|
*This work was supported by NIH Grants DK-40344 to (P.A.) and
DK-02113 (to P.S.K.), as well as support from Knoll Pharmaceuticals.
 |
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Ito M, Jameson JL, Ito M 1997 Molecular basis of
autosomal dominant neurohypophyseal diabetes insipidus. Cellular
toxicity caused by the accumulation of mutant vasopressin precursors
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