Endocrine Reviews 18 (2): 241-258
Copyright © 1997 by The Endocrine Society
Prevention of Type I Diabetes and Recurrent ß-Cell Destruction of Transplanted Islets1
Robert H. Slover and
George S. Eisenbarth
Barbara Davis Center for Childhood Diabetes, University of Colorado
Health Sciences Center, Denver, Colorado 80262
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Abstract
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- I. Introduction
- II. Disease Pathogenesis
- III. Disease Prediction
- A. Genetic prediction
- B. Immunological prediction
- C. Metabolic prediction
- IV. Prevention of Type I Diabetes
- A. Trial design
- B. Genetic prevention
- C. Prevention: preautoimmunity
- D. Prevention: postautoimmunity/prediabetes
- E. New onset patients/prevention of further ß-cell destruction
- F. Pancreas and islet cell transplantation/prevention of recurrent
diabetes
- G. Islet cell transplantation/prevention of ß-cell destruction
- V. Conclusion
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I. Introduction
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PREVENTION of type I diabetes in animal models is a reality
(1, 2, 3, 4, 5). Prevention of type I diabetes in man is currently in the realm
of ongoing clinical trials (3, 6, 7). The possibility of preventing the
disease is stimulating efforts to refine prediction and understand
pathogenesis. A better understanding of pathogenesis is likely to be
associated with elegant methods for disease prevention. At present,
trials of prevention in man are primarily based upon empirical
observations.
The development of type I diabetes has been divided into a series of
stages (8): 1) genetic susceptibility; 2) "triggering"; 3) active
autoimmunity often associated with the presence of autoantibodies; 4)
loss of ß-cell function as determined by intravenous glucose
tolerance testing; 5) overt diabetes in C peptide-positive individuals;
and 6) total or near total ß-cell destruction with insulin
dependence. Prevention of the ß-cell destruction that leads to type I
diabetes can be considered at each of the major stages. The pathogenic
events unique to each stage are a potential target for intervention.
For example, if triggering environmental factors were identified, their
removal might provide a means of disease prevention. In addition,
understanding of the natural history of type I diabetes and the
prognosis associated with specific markers of each of the above stages
contributes to the design of clinical trials. In this review we will
discuss the pathogenesis of type I diabetes, genetic, immunological,
and metabolic prediction, and preventive trials.
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II. Disease Pathogenesis
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A large body of data indicates that type I diabetes of man, mouse,
and rat is of autoimmune etiology (1, 4, 5, 9, 10, 11) and the major
effector cells are T lymphocytes (11, 12, 13, 14, 15). We will utilize the term
type I diabetes as synonymous with the autoimmune form of diabetes. The
hallmark of type I diabetes is lymphocytic invasion of islets (16, 17, 18).
Although there is one report of a lack of insulitis in children with
new-onset diabetes (19), Foulis and Clark (20) found obvious insulitis
in 47/60 (78%) pancreases in patients with new-onset diabetes (without
serial sections), and they estimate that, given the problems of
sampling errors, it is "likely that insulitis is a feature of all
cases of autoimmune type I diabetes." This lymphocytic infiltration
of islets is remarkable in that only islets containing
insulin-secreting cells (ß-cells) are infiltrated. Islets containing
only glucagon, somatostatin, and pancreatic polypeptide-secreting cells
are termed pseudoatrophic islets, and these islets are free of
infiltrates. Thus "insulitis" is a remarkably ß-cell-specific
process. In addition, in the same section of pancreas one can often
find two islets, both containing ß-cells, but only one of which is
infiltrated by lymphocytes. The spottiness of this process is
reminiscent of the progression of vitiligo, where melanocytes of
patches of the skin are progressively destroyed over time.
Although most studies of immune pathogenesis relate to murine models
and their exact relevance to human diabetes is unkown, autoimmune
diabetes is relatively easy to induce by endogenous or exogenous
factors that disrupt immunoregulation. This includes the lymphopenia
gene of the BB rat model (21, 22), neonatal radiation of rats (23),
anti-RT6 antibodies given to nonlymphopenic BB rats (24), injection of
cyclophosphamide into male NOD mice or young BB rats (25, 26),
infection of nonlymphopenic BB rats with Kilham rat virus (27), and the
autosomal recessive gene of chromosome 21 causing the polyendocrine
type I syndrome (with associated mucocutaneous candidiasis,
hypoparathyroidism, and Addisons disease) (28). For all of the former
except the polyendocrine type I syndrome, genes within the major
histocompatibility complex are essential for disease.
The NOD mouse strain, developed by Makino and co-workers (26), has
allowed the dissection of many of the immunological events associated
with pathogenesis. In particular, more than ten different genetic loci
contribute to disease susceptibility (29, 30, 31, 32). Despite identification
of loci, the class I and class II genes of the major histocompatibility
complex are the only susceptibility genes identified to date (4, 29, 33, 34).
The NOD mouse lacks class II I-E molecules (29), which are the
equivalent of human DR, and has a unique sequence of its I-A molecule
(termed I-Ag7), which is the homolog of human DQ (35). The
manner by which class II molecules contribute to disease susceptibility
is currently unknown, but transgenic introduction into NOD mice of its
missing I-E or "normal" I-A molecules prevents diabetes (25, 36, 37). I-E replacement also prevents insulitis. These class II molecules
most likely influence disease by altering the T cell repertoire or the
islet peptides that are presented to T cell receptors. It is easy to
envision that the probability of antiislet autoimmunity (given
disordered immunoregulation) may depend upon the efficiency of
presentation of a specific islet peptide (e.g. a peptide of
insulin) to T cells. In addition, if development of type I diabetes
depends upon the utilization of a restricted T cell receptor
repertoire, class II molecules may alter this repertoire. Studies of
the NOD mouse have, to date, failed to find evidence for biased
utilization of the ß-chain of the T cell receptor by autoreactive T
cells (38, 39, 40). In contrast, we have recently discovered that NOD T
cells, which react with an immunodominant peptide of insulin (see
below), utilize selected V
gene segments (41). Thus, regulation of
the
-chain repertoire is a candidate mechanism for class II effects
on disease susceptibility.
Given genetic susceptibility, a number of environmental factors
influence the development of diabetes in the NOD mouse. In particular,
diets lacking complex proteins (42, 43, 44, 45), most viral infections, and
even a single injection of Freunds adjuvant or bacillus
Calmette-Guerin (BCG) (both made from tubercular organisms) prevents
disease (46, 47, 48, 49, 50, 51, 52, 53, 54, 55). Congenital rubella, but not noncongenital infection,
is associated with development of type I diabetes (56). Congenital
rubella infection is also associated with the development of
thyroiditis (57). Congenital rubella infection may alter T cell
development (58), thus creating susceptibility to a series of
autoimmune disorders. An alternative hypothesis is that the rubella
virus mimics an islet autoantigen leading to antiislet autoimmunity
(58). Studies of the T cell receptor of T cell infiltrates have raised
the possibility that a superantigen may be involved in the pathogenesis
of type I diabetes (59). Skewing of T cell receptor utilization can
occur after immunization (e.g. experimental autoimmune
encephalitis), and it is essential to identify relevant superantigens
in assessing the significance of such T cell receptor alterations.
A number of studies have implicated consumption of cows milk by infants
(and specifically bovine albumin) in the pathogenesis of type I
diabetes (60, 61, 62, 63, 64, 65, 66). Bovine albumin is reported to be homologous to a
ubiquitous molecule, expressed by islets, termed islet cell autoantigen
69 (ICA69) (67). The epidemiological data implicating milk has
primarily depended upon retrospective questioning of mothers with
diabetic offspring. Recent prospective studies utilizing appearance of
antiislet autoantibodies as their endpoint have failed to implicate
early (first 3 months of life) ingestion of milk proteins in disease
pathogenesis (68).
A series of islet proteins are targeted by the immune system, including
insulin (69), a neurendocrine enzyme glutamic acid decarboxylase (GAD65
and GAD67) (70, 71, 72), membrane granule proteins with homology to
tyrosine phosphatases (termed ICA512 or IA-2) (73, 74, 75, 76), and a related
molecule termed phogrin, ICA512ß, or IA-2ß by different discoverers
(77, 78). In addition, an islet neurendocrine ganglioside is also a
target of autoantibodies (79).
The detection of T cell responses to these islet molecules in man and
the NOD mouse, utilizing peripheral blood or splenocytes (NOD mouse),
is a developing field (80, 81, 82, 83, 84, 85, 86, 87, 88). For example, several groups have
reported T cell responses to GAD or its peptides in the NOD mouse
exceeding responses seen in control strains, while other groups have
been unable to reproduce these observations. This is understandable in
that there are no standardized T cell assays for any autoimmune
disease. It is likely that workshops will be carried out (similar to
those for autoantibody assays) to resolve controversies in this field.
This area is important to the understanding of pathogenesis, as
specific T cell responses to islet autoantigens or ubiquitous molecules
such as a heat shock proteins (89) have been reported to precede or
correlate with disease pathogenesis.
T cell clones have been derived from the NOD mouse that are able to
transfer disease (12, 13, 15, 82, 90, 91, 92). These include clones
reacting with unknown islet antigens, GAD, and insulin. The clones
reacting with insulin are currently best characterized. Wegmann and
co-workers derived T cell clones directly from islets of NOD mice
utilizing "islets" as the stimulating antigen (to limit in
vitro selection). Suprisingly, when such clones were tested for
reactivity with known islet molecules, the majority reacted with
insulin (15). Of these insulin-reactive clones, more than 95%
recognized a single peptide of insulin termed B2 (amino acids 923 of
the insulin B chain) (92). To date, only CD4-positive clones have been
derived, and they all require presentation of peptide by the NOD class
II molecule I-Ag7. The clones not only rapidly induce diabetes in young
NOD mice but can also destroy human islets when transplanted into
immunodeficient NOD mice. The ability of NOD T cell clones to destroy
human islets (93), which obviously cannot express mouse class II
molecules, indicates that islet expression of class I or class II
molecules is not required for T cell-mediated killing. Potential
mechanisms for indirect T cell destruction of ß-cells include the
production of lymphokines (94) and free radicals (by cells such as
macrophages) under the influence of activated T lymphocytes (95, 96, 97, 98).
Such molecules may then be the final effectors of ß-cell
cytotoxicity. In addition, even though CD4-positive T lymphocyte clones
are sufficient to destroy islets, additional effector mechanisms, such
as directly cytotoxic CD8 lymphocytes (99), are likely to be involved
in pathogenesis (100).
Given the complexity and chronicity of type I diabetes, multiple
interventions are able to prevent the disorder in animal models (Table 1
). One of the most specific preventive modalities
utilizes peptides of insulin. A single injection of the B2 peptide, the
whole B chain of insulin, or insulin, prevents diabetes (92, 101). In
addition, the B2 peptide can be administered intranasally to prevent
disease (101). We speculate that insulin is the primary autoantigen for
the NOD mouse and perhaps for type I diabetes in man. Recent studies
indicating that NOD mice transgenically producing proinsulin are
protected from both diabetes and insulitis are consistent with this
hypothesis (101a). If there is a primary autoantigen, and insulin is
such an antigen, modulating the immune response to insulin may be
particularly effective for disease prevention.
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III. Disease Prediction
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A. Genetic prediction
Type I diabetes develops in the setting of genetic susceptibility
(11, 119, 120, 121). The "simplest" example of such susceptibility is
associated with the Polyendocrine Autoimmune Syndrome Type I (APSI).
Approximately 5% of individuals with this syndrome (characterized by
mucocutaneous candidiasis, hypoparathyroidism, and Addisons disease)
develop type I diabetes (28). The Polyendocrine Type I syndrome is
autosomal recessive in origin and determined by a single gene on the
long arm of chromosome 21 (122). Of note, whereas most autoimmune
disorders are dependent upon alleles within the major
histocompatibility complex, Addisons disease (123) and probably type
I diabetes in this syndrome are not associated with specific human
leukocyte antigen (HLA) alleles. To date, of more than 200 patients
with type I diabetes who we have HLA typed, only two have had the
protective HLA alleles DQA110102, DQB110602. One of these two patients
with DQB110602 and type I diabetes had the APS-I syndrome, making us
suspect that DQA110102, DQB110602 may not protect from type I diabetes
in the presence of the chromosome 21 recessive mutation of APS-I.
In contrast to the polyendocrine type I syndrome, susceptibility to
type I diabetes is determined by multiple genetic loci (124, 125, 126, 127, 128). In
Western countries, approximately one in 300 individuals develops type I
diabetes compared with approximately one in 20 first-degree relatives
of patients with type I diabetes. For unknown reasons, the risk of
diabetes for offspring of mothers with type I diabetes is less than one
half the risk compared with the risk for offspring of fathers with the
disease (129). The risk of type I diabetes for an identical twin of a
patient with type I diabetes is usually estimated at 3050%
(130, 131, 132, 133). Twin studies from Great Britain differ from those of the
United States, indicating that 90% of monozygotic twins who become
concordant do so within 6 yr (133). Our recent long-term follow-up of
initially discordant twins indicates that the 3050% lifetime
concordance of monozygotic twins may be an underestimate (Fig. 1
). With long-term follow-up (more than 30 yr of
follow-up from onset of diabetes in a first twin), progression to
diabetes may be as high as 70% and more than 50% of the initially
discordant twins developed diabetes after 6 yr of follow-up (134). A
recent population-based twin registry from Denmark also estimates a
concordance rate of 70% by age 35 (135). The existence of discordant
monozygotic twins has been used to argue that environmental factors
contribute to the development of type I diabetes. This is a reasonable
hypothesis, but the alternative hypothesis that stochastic (random)
processes may determine conversion to diabetes cannot be ruled out. For
example, less than 100% of NOD mice or BB rats develop type I
diabetes, despite identical genes and shared environment.
The most important determinant of disease susceptibility is the major
histocompatibility complex on chromosome 6 and, in particular,
polymorphisms of class II immune response genes (DR and DQ genes) (136, 137). It is estimated that class II gene polymorphisms account for
2050% of the familial aggregation of type I diabetes. Specific DQ
and DR alleles are associated nonrandomly with each other on what are
termed extended haplotypes. For example, DR3 (DRB110301) is usually
associated with DQA110501, DQB110201 (138, 139). Each number refers to
a specific amino acid sequence of the polymorphic chains of these
molecules (120, 140). DR and DQ molecules contain an
- and
ß-chain. For DR, the
-chain is not polymorphic and thus one can
describe the molecule by designating only the ß-chain. For DQ
molecules, both the
- and ß-chains are polymorphic, and a complete
description of the molecule requires designation of both
- and
ß-chains (e.g. DQA110501, DQB110201). Table 2
lists the most important high-risk and protective HLA
haplotypes.
In general, diabetes risk associated with the HLA region is
predominantly determined by DQ alleles, with an important contribution
of DR alleles for specific haplotypes. Thus, in rare individuals with
"recombinant" haplotypes (e.g. DR2 with DQA110401,
DQB110402 rather than the usual DQA110102, DQB110602), risk or
protection is associated with the specific DQ molecule (141).
Protection by DQA110102, DQB110602 is dominant, and even among
cytoplasmic islet cell autoantibody-positive relatives, this haplotype
protects from the development of diabetes (142). It is likely that such
protection is not absolute, with perhaps 3% of adult-onset type I
patients expressing DQB110602 (143). Because less than 1% of
individuals with type I diabetes express this haplotype (which is
present in more than 20% of individuals of most populations), the
diagnosis of type I diabetes in an individual with DQB110602 should
always be questioned and alternative syndromes considered in the
differential diagnosis of their diabetes (e.g. Wolfram
Syndrome, Autoimmune Polyendocrine Syndrome Type I, Maturity Onset
Diabetes of Youth).
The technology for determining HLA alleles has improved dramatically
during the past decade. DR and DQ alleles can be rapidly assessed after
PCR amplification of DNA from minute quantities of blood or buccal
smears (144). Drs. Rewers, Erlich, and colleagues (145) have initiated
the Diabetes Autoimmunity Study in the Young (DAISY) with the screening
of newborns from a single large Denver city hospital for HLA alleles
associated with diabetes risk. HLA alleles are determined utilizing
cord blood samples. More than 8,000 newborns have been screened to
date, with a cost of approximately $15 per sample. It is likely that
this cost could be reduced with automation and screening of even larger
populations. The PCR-based typing system has proven to be highly
reliable, with a discordance of approximately 0.5% on repeated blinded
typing of duplicate samples. More than 90% of parents consented to the
screening, including various ethnic groups and socioeconomic strata. Of
the newborns, 2.4% were DR3/4, DQB110302, a high-risk genotype for
type I diabetes. It is estimated that this 2.4% of the population will
comprise 40% of all individuals developing type I diabetes, and the
absolute risk for such individuals from the general population is the
same as if their father had type I diabetes (68%). A moderate risk
group, DRX/4 (DQB110302), DR4/4 (DQB110302), and DR3/3, comprised
16.7% of those screened and is estimated to identify an additional
40% of children who develop diabetes. The remainder of individuals are
at low risk for type I diabetes (<1/300). Together, the high- and
moderate-risk group comprises 80% of all children developing diabetes.
As discussed in a recent DAISY publication, "screening for genetic
markers associated with (but not diagnostic for) a severe and currently
incurable disease, such as IDDM, raises important ethical issues"
(145). At present, such screening appears to be justified only for
research purposes. Given the development of preventive therapies, such
genetic stratification may aid the design of general population
preventive trials.
To date, HLA DQ and DR alleles (termed IDDM1) provide the bulk of
prognostic genetic information. IDDM2 has been localized to a variable
nucleotide tandem repeat (VNTR) 5' of the insulin gene. Polymorphisms
of this region account for approximately 10% of the familial
aggregation of type I diabetes. The influence of this region on
diabetes risk is likely to be complex. The effect of the insulin gene
polymorphism is dependent upon the parental (maternal vs.
paternal) inheritance of the insulin allele (125, 146, 147, 148, 149, 150). Two
studies from the United States indicate that "protective" insulin
gene alleles are not protective if inherited from the mother (127, 151). This finding may be related to maternal imprinting of the insulin
gene at sites other than the pancreas, in that there is no clear
evidence of imprinting of insulin gene expression of islets (150). An
alternative hypothesis is that the maternally imprinted IGF-II gene may
contribute to diabetes susceptibility, as this gene lies next to the
insulin gene (152). Because insulin is a major autoantigen associated
with type I diabetes, we hypothesize that the insulin gene VNTR may
influence risk by altering expression of insulin and lymphocyte
development, perhaps in the thymus or yolk sac (153, 154, 155). Better
identification of insulin gene polymorphisms and typing for insulin
gene polymorphisms may improve the prediction of type I diabetes.
Multiple additional loci potentially associated with diabetes risk have
been described (124, 146, 156, 157, 158). Each of these loci has effects
less than or approximately equal to the influence of insulin gene VNTR
polymorphisms; that is, each of these loci appears relatively weak.
Loci were discovered by the typing of multiple DNA markers throughout
the human genome in families with more than one affected sibling. The
usual family studied had two affected children and two unaffected
parents. A current difficulty is that studies by different
investigators often do not confirm the influence of non-class II and
non-insulin gene loci, although as indicated by a recent review by
Risch and Merikangas (159) the definition of relevant genes by the sib
pair approach may be very difficult. In contrast, there are reports of
confirmation of a subset of putative loci (160). Our own bias is that
with current levels of statistical significance, until there is
identification of relevant mutations or polymorphisms, many reported
loci may be false "positives."
Although the non-major histocompatibility complex (MHC) loci described
to date have a weak influence on diabetes risk in a mixture of
families, extremely potent and important regions may exist that confer
diabetes risk in specific families. In particular, similar to studies
of breast cancer, individual genetic loci may determine a major subset
of the development of type I diabetes (1020%) but appear weak or
insignificant in sib pair analysis. Preliminary data from studies of a
large Bedouin Arab family with consanguineous marriages (161) has
indicated a dramatic influence of a non-MHC locus. Risk of diabetes is
associated with homozygosity for a single chromosome 10 allele, in
combination with one of three typical diabetes-associated HLA
haplotypes. Thus, individuals homozygous for this chromosome 10 allele
with DR3 or DR4 have a 40% risk of diabetes vs. <2% for
nonhomozygous individuals. Much further study is necessary before a
"polygenic" or threshold model for type I diabetes of man
vs. an oligogenic model is accepted, and even more research
is likely to be required for the identification of major disease genes
of selected families. The BB rat model of type I diabetes in many cases
provides an oligogenic model (MHC + lymphopenia gene) in contrast to
the NOD mouse.
B. Immunological prediction
The immunological prediction of type I diabetes has greatly
improved over the past 3 yr with the characterization and cloning of
specific autoantigens and development of antiislet autoantibody
radioassays. Cytoplasmic islet cell autoantibody testing has
facilitated the identification of high-risk individuals and forms the
basis for most current preventive trials. "High" titer ICA is
clearly a useful marker for progression to diabetes in the general
population (162).
Although there is not universal agreement concerning the continued
utility of ICA testing, with testing for multiple "biochemical"
autoantibodies we currently do not utilize cytoplasmic islet cell
antibody testing. Rather, we routinely determine a series of three
autoantibodies [antibodies reacting with GAD65, insulin, and
ICA512.bdc (amino acids 256 to 979 of ICA512/IA-2) (163)]. With this
panel of radioassays in our studies, prediction of risk of diabetes
among first-degree relatives is not enhanced by the detection of
cytoplasmic ICA (163).
Currently, the best predictor of future type I diabetes is the
expression of multiple "biochemically" determined autoantibodies
(163, 164, 165). Among 50 first-degree relatives of patients with type I
diabetes followed to the onset of overt diabetes (including 13
cytoplasmic ICA-negative relatives), 49/50 expressed one or more
autoantibodies (GAD65, insulin, and/or ICA512) exceeding the 99th
percentile of normal controls. By Life Table
analysis the positive
predictive value after 5 yr of follow-up was 100% for relatives with
three autoantibodies, 44% with two, 15% with one, and less than 0.5%
for relatives expressing no autoantibodies (Fig. 2
).
Approximately 50% of the relatives we have followed to diabetes
expressed three autoantibodies. The 100% development of diabetes
within 5 yr is likely to be an overestimate, but 45 first-degree
relatives expressing three autoantibodies were identified at their
initial test and none remained diabetes free for more than 4.5 yr.
Relatives expressing one autoantibody have a much lower risk of
progression to diabetes with as long as 7 yr of follow-up. It is likely
that a number of relatives [in particular those with the protective
HLA allele DQB110602, who express only high titer GAD autoantibodies
("restricted" or "selective" ICA)] will rarely progress to
diabetes.

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Figure 2. Progression to diabetes of first-degree relatives
of patients with type I diabetes relative to the number of anti-islet
autoantibodies (insulin, GAD65, ICA512) expressed at first screening.
[Adapted with permission from C. F. Verge et al.:
Diabetes 45:926933, 1996 (163).]
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Among a cohort of 683 first-degree relatives, 5% (offspring of
mothers) to 21% (offspring of fathers) expressed at least one
autoantibody. The overall percentage of autoantibody expression exceeds
the percentage of relatives predicted to develop diabetes. This is
primarily the case, however, only for the expression of a single
autoantibody. Expression of
2 autoantibodies was 6.7% for offspring
of fathers, 0.7% for offspring of mothers, 5.0% for siblings, 5.7%
for fathers of a diabetic child, and 3.4% for mothers of a diabetic
child. These percentages correspond to approximate risk for diabetes
and are consistent with a high positive predictive value of progression
to diabetes for relatives expressing multiple autoantibodies.
Approximately 90% of children developing type I diabetes do not have a
first-degree relative with the disorder. The development of
"biochemical" assays for defined autoantigens is likely to also
enhance the prediction of diabetes in the general population. Again the
expression of multiple auto-antibodies will confer a high positive
predictive value. By setting autoantibody assay cutoffs greater than
the 99th percentile of normal controls, approximately 3% of
individuals in the general population express a single autoantibody
(GAD65, insulin, or ICA512). In contrast, of more than 300 individuals
without a family history of diabetes that we have studied, none have
expressed
2 autoantibodies. It is likely that approximately one in
300 individuals in the general population will express
2
autoantibodies, given a larger series. Of patients with new-onset type
I diabetes, 80% express
2 of the above autoantibodies. Thus,
screening the general population for
2 autoantibodies [of IAA
(insulin autoantibodies, GAA (GAD65 autoantibodies), and ICA512AA]
will provide high disease specificity with approximately 80%
sensitivity.
Identification of a fourth readily measured autoantibody (in addition
to GAD65, insulin, and ICA512 autoantibodies) will likely increase
sensitivity of testing and positive predictive values. A molecule
related to ICA512/IA-2, termed phogrin by Hutton and co-workers (77)
and IA-2ß by Notkins and co-workers (78), has recently been cloned.
In our studies to date, almost all phogrin-positive subjects are ICA512
positive, and determination of phogrin/IA-2ß positivity adds little
to our ability to predict diabetes. There are other identified
autoantigens, such as a GM21 ganglioside antigen (79, 166) and a
molecule termed ICA69 (67, 167). The assays for both of these molecules
are currently too cumbersome (Western blotting, staining of thin layer
chromatograms) for large-scale screening. In a recent exchange of sera
samples, only one of four ICA69 autoantibody assays statistically
significantly distinguished sera from new-onset diabetic patients from
controls (168). Until rapid and quantitative assays for autoantibodies
to these molecules are developed, their importance in the prediction or
diagnosis of type I diabetes will remain tentative.
We currently screen for GAD65 and ICA512 autoantibodies utilizing
in vitro transcribed and translated protein. Differential
labeling (3H and 35S) of the two proteins with
simultaneous determination, 96-well vacuum filtration, and direct
96-well Top ß-Counter determination of bound radioactivity results in
a semiautomated assay with a combined sensitivity of approximately
90%. A single technician can perform more than 30,000 assays per year.
In addition, only 7 µl of sera are required for the determination of
both autoantibodies. This allows the screening of multiple sera samples
together for the evaluation of low-risk populations (e.g.
the general population). In contrast, our current insulin autoantibody
assay utilizes 600 µl of sera and is not nearly as convenient.
Nevertheless, in recent workshop comparisons, insulin autoantibody
assays utilizing less than 600 µl of sera had sensitivities less than
one half of those utilizing this larger volume of sera. An insulin
assay requiring less sera, with preserved sensitivity and specificity,
is needed.
A number of current studies are defining the pattern of appearance of
islet cell autoantibodies among children in the first years of life
(169, 170, 171, 172, 173). It is already apparent that islet autoantibodies can occur
in the first year, that with prospective follow-up autoantibodies
usually develop sequentially, that any autoantibody may be present
early in life, and that GAD65 or insulin autoantibodies usually precede
ICA512/IA-2 autoantibodies. A subset of relatives positive for
autoantibodies (probably <10%) become negative without developing
diabetes on prospective follow-up.
C. Metabolic prediction
The major modality for assessing metabolic risk for progression to
type I diabetes is the intravenous glucose tolerance. The ICARUS study
group (Islet Cell Antibody Registry of Users) has recommended a
standardized protocol (174) for performance of the intravenous glucose
tolerance test that has been incorporated into a number of trials for
the prevention of diabetes. Low first-phase insulin secretion, usually
defined as below the tenth or first percentile of normal controls,
typically precedes the development of type I diabetes by 15 yr (9, 175, 176, 177, 178, 179, 180, 181, 182, 183, 184, 185, 186). Even among relatives expressing a single biochemically
determined autoantibody, relatives with insulin secretion below the
first percentile have more than a 90% risk of progressing to diabetes
in the next 3 yr. Among relatives expressing multiple autoantibodies,
preserved insulin secretion correlate with a longer disease-free
interval (163).
In addition to first-phase insulin secretion, we utilize levels of
insulin autoantibodies to aid in predicting the time to onset of
diabetes. The highest levels of insulin autoantibodies are found in
children developing type I diabetes before age 5 (186, 187, 188, 189). Levels of
insulin autoantibodies, utilizing multiple logistic regression,
independent of age correlate with progression to diabetes among
relatives expressing other autoantibodies.
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IV. Prevention of Type I Diabetes
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Progress in the identification of persons at risk for the
development of type I diabetes has made possible the design of
preventive trials (190). A well designed prevention trial may use as an
endpoint the diagnosis of diabetes or may assess other outcomes, such
as the development of autoantibodies. In addressing a particular
intervention strategy, it is important to consider the duration of the
prophylaxis, the effectiveness of the therapy, potential toxicity or
side effects, complexity of the regimen, and expense (Table 3
).
A. Trial design
Study designs must take into consideration participation and
dropout rates as well as the number of patients needed to measure a
quantitative effect. Clearly, the smaller the likely effect of
intervention to be studied, the larger the number of subjects who will
need to be enrolled. Since most of the factors that influence the
required sample size can only be estimated as the trial is designed, it
seems prudent to make cautious assumptions based on pilot studies.
It is probably easier to prevent diabetes in animal
models than in humans. This may relate to the inbred status of such
animals, with the result that they are not diallelic at any genetic
locus. In both the NOD mouse and the BB Wistar rat, a number of
strategies have been used to prevent the onset of diabetes (4, 191, 192, 193).
It is now generally accepted that "pre-diabetes" can be accurately
predicted in a select population that is at high risk. Screening and
identification of high-risk individuals is justifiable because of the
possibility of entry into a prevention trial. In addition, with family
education and follow-up, an individual at high risk of diabetes should
rarely develop ketoacidosis before outpatient institution of insulin
therapy. This becomes important with the realization that approximately
one in 200 children dies at diagnosis of diabetes (194). For example,
approximately every 2 yr a child in Colorado (with a population of
4,000,000) dies at diabetes onset.
In 1990, the NIH convened a workshop to discuss issues surrounding
immunomodulation and trials to prevent type I diabetes. In the
statement issued subsequent to that meeting, the group said "The
general consensus from the meeting was that indeed there is methodology
that can identify with near certainty among first degree relatives of
type I diabetic patients, those who will develop diabetes and that
immune intervention therapy before the onset of symptoms might prevent
the disease from occurring" (195). However, identification of
high-risk individuals, if limited to screening of relatives of patients
with diabetes, is relatively rare (
1/150 relatives screened). No one
large diabetes center could be expected to identify more than 20
relatives suitable to enter a prevention trial within a year.
Additionally, identification of subjects is expensive (estimated at
$1,200 per high-risk subject identified, including autoantibody testing
and intravenous glucose tolerance testing). Trials of a number of
immunosuppressive, immunomodulatory, and environmental therapies have
been initiated. Several national and multinational preventive trials
are now underway.
B. Genetic prevention
With the ability to assess increased risk of diabetes relative to
DR and DQ alleles, it is possible to provide genetic counseling. The
risk of diabetes is approximately one in 50 for offspring of a mother
with type I diabetes and one in 16 for offspring of a father with type
I diabetes. A decreased diabetes risk of offspring for older diabetic
mothers has been reported (129) but not confirmed in all data sets
(196). Larger data sets must be analyzed to address this question.
Consanguinity (usually first cousin marriages) has been reported to
increase the risk of type I diabetes (197), and this is a particular
consideration for a number of specific populations. We have observed
three generations of a single family with multiple consanguineous
marriages in which the risk of diabetes approaches that of identical
twins. Nevertheless, the perceived and real benefits to specific
societies of consanguineous marriages may for that society outweigh the
risk of type I diabetes.
Approximately 20% of individuals carry DQ alleles
(DQA110102/DQB110602), which provide dominant protection from type I
diabetes (142, 198). Should fetal "selection" in the approximately
one in five families with a diabetic parent and a DQB110602 spouse be
considered? Although DQA110102, DQB110602 provides protection from type
I diabetes, it is the high-risk allele for multiple sclerosis.
Understanding how DQA110102, DQB110602 provides protection from type I
diabetes is a major research goal and with such information, practical
preventive therapies will likely be devised. Selection for DQB110602 in
families should not be a consideration.
C. Prevention: preautoimmunity
Several large studies are underway that will better define the
incidence of autoantibodies in first-degree relatives of patients with
type I diabetes and in general populations. It appears that
autoantibodies frequently appear before age 5 (170, 171). At present,
there is only limited information concerning the youngest cohorts. One
can estimate that more than 20% of DR3/4 first-degree relatives of
patients with type I diabetes will be autoantibody (GAA, IAA, ICA512AA)
positive before age 5, and less than 2% of DR 3/4 (DQB110302) general
population U.S. children will be similarly positive. The above
calculations mandate large-scale screening and careful selection of
individuals for trials of prevention of autoantibodies. It also must be
borne in mind that autoantibodies are an imperfect surrogate marker for
progression to diabetes. Nevertheless, since autoantibodies usually
precede diabetes by years, they are an important surrogate marker.
Cows milk has been implicated as a possible antigenic trigger of the
immune response that leads to ß-cell destruction in genetically
susceptible hosts. Studies in both animals and humans (60, 61, 63, 64, 199) have suggested a link between cows milk and the development of
type I diabetes. A national study to evaluate the effects of feeding
cows milk vs. a casein hydrolysate formula for the first
68 months of life has been proposed in Finland. Eventually, the study
may screen 6,000 infants who have a parent or sibling with type I
diabetes to identify 2,000 infants who will be followed for 10 yr.
Venous samples would be collected every 2 yr for ICA, GAA, ICA512AA,
IAA, cows milk antibodies, ß-lactoglobulin antibodies, BSA
antibodies, glycosylated hemoglobin, and glucose levels. The endpoint
for each child will be the development of diabetes. A small pilot study
of 20 HLA high-risk infants with diabetic relatives has been completed,
and dietary intervention did not decrease the appearance of
autoantibodies.
A single subcutaneous injection of the B chain of insulin or the
immunodominant B chain peptide B9 to B23 in incomplete Freunds
adjuvant prevents diabetes in NOD mice (92, 101, 200). This form of
immunological "vaccination" would be a major advance if applicable
to human autoimmune disorders. Such a therapy is likely to be most
effective if instituted before the development of chronic autoimmunity
(as evidenced by stable expression of autoantibodies). To maximize the
potential benefit of such therapy, risk of diabetes would need to be
maximized. DR3/4 (DQB110302) offspring of fathers with type I diabetes
or siblings of patients with type I diabetes have a type I diabetes
risk of approximately 20%. By age 5, more than 20% of such
individuals stably express antiislet autoantibodies. Approximately 10%
of offspring and siblings of patients with type I diabetes are DR3/4
(DQB110302). Given these frequencies, one can estimate the numbers of
relatives needed for a trial where development of autoantibodies is
prevented by 50% (1-
= 0.05, 1-ß = 0.80, 75% participation).
Seventy-six relatives would need to be randomized (1:1 randomization);
thus 1,013 such relatives would need to be HLA typed. To detect a 30%
suppression of development of autoantibodies, 190 relatives would need
to be randomized and 2,553 screened. With the frequent development of
autoantibodies before age 5, such trials utilizing the intermediate
phenotype of autoantibodies as an endpoint could be designed as 5-yr
trials. In contrast, development of diabetes often extends over more
than 20 yr.
D. Prevention: postautoimmunity/prediabetes
Identification of persons at risk for development of Type I
diabetes now allows the design of preventive studies before
hyperglycemia. Immunomodulatory agents may be used to stop islet cell
destruction, thus preventing or postponing the development of insulin
deficiency and clinical disease. The two agents that have been most
widely studied for this purpose are nicotinamide and insulin.
The mechanism of nicotinamide action is not completely defined.
Nicotinamide was originally studied because of the observation that
large doses of nicotinamide blocks induction of diabetes by
streptozotocin. Nicotinamide was shown to partially prevent diabetes in
NOD mice as long ago as 1982 (201). In rat studies, nicotinamide has
been shown to inhibit poly (ADP-ribose) synthetase and to preserve
synthesis of proinsulin (202). At high concentrations nicotinamide can
act as a free radical scavenger, as can thymidine (203). Nicotinamide
has an effect on cellular immunity; it inhibits activated macrophage
killing of ß-cells in vitro (204). It also inhibits
cytokine induction of the class II MHC on ß-cells. The biological
actions and therapeutic potential of nicotinamide were recently
summarized in a workshop report prepared in anticipation of large
multicenter studies (205). A theoretical adverse effect of nicotinamide
is the development of islet tumors, in that a combination of
streptozotocin plus nicotinamide can induce islet tumors in rats.
Investigators in Auckland, New Zealand, and Denver, Colorado, reported
a pilot study investigating the effectiveness of nicotinamide in the
prevention of diabetes (6). For this preliminary report, all of the
nontreated patients came from Denver, Colorado, and different ICA
assays were used in the two countries. Of 14 treated subjects, one
developed diabetes after 17 months of treatment. In the same time
period, all eight untreated subjects became insulin dependent. All
patients were under the age of 16 at the time they were found to be ICA
positive, and all had ICA levels
80 JDF (Juvenile Diabetes
Foundation) units. All had first-phase insulin responses (FPIR =
sum of 1 min + 3 min insulin levels) less than the fifth percentile (67
µU/ml). In further unpublished follow-up to 5 yr, three of four
nicotinamide-treated Denver subjects and five of ten Auckland subjects
had become insulin dependent. Another small pilot study was carried out
at the Joslin Diabetes Center in Boston, and three of three
nicotinamide patients developed diabetes (206).
Although these small pilot studies of nicotinamide show little
efficacy, nicotinamide has the virtue of probably being harmless, is
inexpensive, is available in an oral form, and is easily placebo
controlled. Elliott and co-workers (207) carried out a large trial
where they screened one half of the population of young children in
Auckland, New Zealand, and treated the ICA-positive children with
nicotinamide. A 50% "delay" of diabetes is claimed relative to the
nonscreened population (207). A truly randomized trial is necessary to
evaluate the efficacy of nicotinamide.
Two large randomized trials are underway to evaluate the efficacy of
nicotinamide in the prevention of Type I diabetes. The first is a
German national trial, DENIS (Deutsche Nicotinamide Diabetes
Intervention Study), a 3-yr trial involving 74 ICA-positive relatives
aged 312 yr, half of whom will receive nicotinamide and the other
half placebo. The second is the European Nicotinamide Diabetes
Intervention Trial (ENDIT). This multinational study is under the
direction of Dr. Edwin Gale of London (208). It is a double-blinded,
randomized, and placebo-controlled trial and will include first-degree
relatives of patients with Type I diabetes who have at least two
ICA-positive tests, one of which is
20 JDF units, drawn 312
months apart. An intravenous glucose tolerance test (IVGTT) will be
performed using the ICARUS protocol (174). The IVGTT will be used for
data analysis, but not as criteria for entry into the trial. An oral
glucose tolerance test will be performed as a two-point test (0 min and
2 h) to rule out diabetes by World Health Organization standards.
Follow-up will include a yearly IVGTT with ICA and IAA tests as well as
C peptide levels to measure ß-cell function. The dose of nicotinamide
will be 1.2 g/m2.
Other multicenter diabetes prevention trials will evaluate insulin
therapy, given parenterally or orally. The exact mechanism by which
such insulin administration prevents diabetes in NOD mice or BB rats is
currently unknown (209, 210). Insulin may provide a form of "ß-cell
rest," protecting the ß-cell from further immune destruction.
Studies in the BB rat support this hypothesis (193). Rats treated with
insulin develop smaller ß-cells, with islet cells that no longer
react with human sera containing anti-GAD autoantibodies (211). In
contrast, in the NOD mouse model, biologically active insulin is not
required for disease prevention (210). Oral insulin (101, 113, 114, 212) or "vaccination" with B chain peptides (101, 189) prevents
disease. Such insulin administration is thought to induce a shift from
Th1 T cells that are destructive toward a Th2 T cell response (113).
Th2 T cells release "immunosuppressive" lymphokines. A rationale
for the use of insulin is that only insulin, of all the identified
autoantigens, is ß-cell-specific. Anti-insulin-specific T cells are
found in humans and in NOD mouse islets. Treatment of NOD mice and BB
rats with parenteral insulin prevented both diabetes and insulitis
(209, 213). Immunization with insulin ß-chain prevents diabetes but
not insulitis in NOD mice. Thus, intact insulin may have synergistic
effects, producing both "ß-cell rest" and immunomodulation. Oral
insulin given to NOD mice delays diabetes and generates splenocytes
able to inhibit transfer of diabetes by diabetogenic NOD mouse
lymphocytes.
The initial human pilot study using insulin as an immunomodulatory
agent was performed at the Joslin Clinic and extended to the Joslin and
Barbara Davis Center (7). Initially, five subjects, aged 714 yr of
age, were treated with 5 days of intravenous insulin to maintain blood
glucoses between 6076 mg/dl. They then received daily insulin divided
into two subcutaneous injections consisting of human regular and
ultralente insulin in the morning and lente insulin at bedtime with a
total daily dose of 0.2 U/kg body weight/day. After a mean of
approximately 3 yr, only one of the five treated patients became
diabetic as assessed by periodic oral glucose tolerance testing after
discontinuing insulin for 3 days. All seven of the control subjects
developed diabetes during the same period. Additional individuals have
been randomly entered into the pilot study, and individuals of the
initial trial continue to be followed. The first treated individual
remains nondiabetic after more than 7 yr of follow-up. In total, three
of nine relatives have developed diabetes on therapy vs.
eight of eight untreated relatives (Fig. 3
). The three
who developed diabetes had very low insulin secretion at the time of
entry into the trial. The above preliminary results are similar to
those reported by Ziegler and co-workers and now with further follow-up
where intravenous insulin is given annually and subcutaneous insulin
for only 6 months. To date, six of seven untreated (randomized)
high-risk relatives are diabetic vs. three of seven treated
(P = 0.06 by life table analysis at 3 yr, risk =
14% treated, 71% untreated) (7).

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Figure 3. Pilot trial of insulin therapy (intravenous
insulin plus low dose subcutaneous insulin) for diabetes prevention of
ICA-positive high-risk first-degree relatives. [Derived from Ref.
7.]
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The encouraging results of the above pilot study and earlier animal
data have led to the initiation of a large multicenter diabetes
prevention trial in the United States using insulin as the preventive
agent. This ambitious project, termed the Diabetes Prevention
Trial-Type I (DPT-1) is being conducted under the auspices of the NIH.
Simply stated, the objective of the study is to determine whether
intervention with insulin during the prediabetic (but immune active)
period of the disease can delay its clinical onset. The study will
randomize approximately 350 relatives. Allowing for rates of ICA
positivity, exclusion factors, and estimated participation rates, with
ability to detect a 30% effect, screening of approximately 60,000
relatives (most of whom will be first-degree) is planned. Consequently,
the study has been organized nationally using the model of the earlier
Diabetes Complication and Control Trial, with ten centers throughout
the United States and many satellite locations that perform screening
and operate under the direction of the centers. Testing for cytoplasmic
ICA, HLA DQB110602, and insulin autoantibodies is performed in
reference laboratories.
Subjects become eligible for the high-risk protocol of the study
(parenteral insulin) when immunological and metabolic screening and
staging indicate a greater than 50% risk of developing diabetes within
a 3- to 5-yr period.
Table 4
summarizes the criteria for randomization: half of the subjects
will be randomized to receive intravenous insulin for 4 days once a
year for 3 to 5 yr and 0.125 U/kg body weight of ultralente insulin
subcutaneously twice a day. The other half will receive no treatment
but will be under close observation so that insulin therapy can be
given as early as possible if diabetes develops. The major outcome
parameter is development of diabetes by adult NDDG (National Diabetes
Data Group) criteria with periodic oral glucose tolerance tests (93)
after discontinuing insulin for 3 days in the treated group.
A second DPT-1 study has begun that will evaluate the efficacy of oral
insulin in a medium-risk group. This group will include relatives who
are ICA positive, insulin autoantibody positive, and lack the
protective HLA DQA110102, DQB110602 alleles, but who fail to meet the
IVGTT criteria of the high-risk group. In this second study, eligible
subjects will be randomized to treatment (daily oral insulin) or
placebo, with outcomes being determined as in the first study. As of
September 1996, more than 40,000 relatives had been screened for ICA
with more than 1,000 subjects identified as ICA positive (
3%). To
have relatives of patients with type I diabetes screened for this
trial, the NIH has established a national toll-free telephone number
(1-800-HALT-DM1 or 1-800-425-8361).
E. New onset patients/prevention of further ß-cell destruction
Diabetes prevention trials began with attempts to ameliorate the
course of the disease once it was clinically apparent. While this
approach is less appealing than that of early identification of an
at-risk population and intervention before the onset of overt disease,
it has taught us valuable lessons about the immune nature of type I
diabetes. If successful therapies are identified, they would facilitate
achieving the ideal blood glucose control necessary to reduce the risk
of diabetic complications. Trials in recent-onset diabetes are based on
the premise that there are still functional islet cells present at the
time of clinical diagnosis. It appears from histological studies that
the majority of islets have been lost at the time of diagnosis (16).
Thus, the best possible outcome for these patients would be to preserve
the remaining islets, prolonging the time they can produce endogenous
insulin rather than actual prevention of diabetes. Because the goals of
intervention are limited, so too must be the risks of therapy.
The earliest trials to preserve ß-cell function used nonspecific
immunosuppressive therapies and included studies of prednisone,
anti-thymocyte globulin, prednisone plus azothioprine, and Cyclosporin
A. These studies demonstrated that insulin dependency could be delayed
with generalized immune suppression, but metabolic remission of
diabetes was lost with the withdrawal of therapy (214, 215, 216).
Cyclosporin A has been studied in several centers, but its use has been
largely discontinued in the United States. It was initially studied in
newly diagnosed patients with Type I diabetes in 1984 (217) and was
found to indeed significantly maintain B cell function. In large French
and Canadian studies the use of Cyclosporin A led to insulin-free
remissions in 23% of treated subjects compared with 10% of controls.
The most recent report from the French group (218) concluded that while
insulin production was prolonged in the treated patients, and
hypoglycemic events were fewer, by 4 yr the differences became
nonsignificant. Despite continuation of cyclosporine therapy,
essentially all treated patients who had a prolonged remission of their
diabetes became diabetic again. The small numbers of patients who
improved and the short duration of that improvement did not warrant the
risks of cyclosporine therapy.
Use of insulin as an immunomodulatory agent after diagnosis has also
been studied. Using a Biostator machine, a group in Florida (107)
placed newly diagnosed patients on an insulin clamp that tightly
regulated their blood glucose levels for a 14-day period. They reported
lower glycosylated hemoglobins and higher levels of C peptide 1 yr
after diagnosis in this treated group when compared with a group
receiving standard insulin therapy. There have been no independent
reports confirming the "benefits" of such therapy and no randomized
study.
When NOD mice are stimulated immunologically with allogeneic cells or
BCG, half failed to develop diabetes or insulitis (219). One
nonrandomized preliminary pilot study reported that BCG administration
was associated with remission of diabetes (55). A larger study is
currently under way at the Barbara Davis Center in Denver exploring the
possibility that BCG vaccination immediately after diabetes onset might
reduce insulin requirement and increase C peptide production. The study
is double-blinded with entry restricted to subjects aged 518 yr who
are within 8 weeks of the clinical onset of diabetes or within 16 weeks
if they are ICA positive. Enrollment into this study has been
completed, and approximately 30 individuals have reached 2 yr of
follow-up. If there is any benefit of this therapy, it is unlikely to
be large. Thus, we would not recommend BCG therapy until the completion
of controlled trials.
F. Pancreas and islet transplantation/prevention of recurrent
diabetes
While human trials of islet cell transplantation are few and
results have been disappointing, pancreas transplantation is becoming
an important therapy for diabetic individuals receiving a kidney
transplant. As illustrated by the recent report by Tyden and co-workers
(220), a subset of patients who receive a pancreas transplant, despite
immunosuppression, develop selective ß-cell destruction and
insulitis, and one patient developed anti-islet autoantibodies. It is
thus likely that recurrent autoimmune ß-cell destruction will be a
barrier for islet and pancreatic transplantation (221).
Pancreatic transplantation has been studied since 1967 (222), and there
have been thousands of recipients. Pancreas transplantation often
accompanies renal transplantation in diabetic and uremic patients.
Recently, there have been an increasing number of transplants of
pancreas alone. By 1994 there had been some 4,000 pancreas transplants
(223). The failure rate is higher than that found in either heart or
kidney transplants. In a review of 2,103 pancreas transplants in the
United States (223), 71% were functional at 1 yr; 66% were functional
at 2 yr, and 59% were functional at 3 yr.
Pancreas transplantation alone is considered to be applicable as a
treatment of extremely labile and life-threatening diabetes (224). It
requires immunosuppression with an increased risk of malignancy and
infection. Azothioprine is associated with myelosuppression,
Cyclosporin with nephrotoxicity, and steroids with gastrointestinal
bleeding, hypertension, aseptic necrosis of the hip, and alteration of
lipids. A comparison of successfully transplanted patients with those
unsuccessfully transplanted revealed no difference in retinopathy at 3
yr (225). Renal function actually deteriorates more rapidly after
transplantation (226, 227), perhaps due to the nephrotoxic effect of
Cyclosporin (228). On the other hand, there appear to be neurological
benefits bestowed by successful pancreas transplantation (229) in
sensory, motor, and autonomic function. Among 175 patients with
abnormal cardiorespiratory reflexes, those with a functional graft had
improved 7-yr survival rates (230). Quality of life as measured by the
recipient is often dramatically improved with pancreatic
transplantation.
Combined pancreas and kidney transplants are now common. The
International Pancreas Transplant Registry documents a 1-yr survival
rate of 49% for pancreas transplant alone vs. 75% when
pancreas and kidney are transplanted together. Indices of kidney
rejection usually occur before pancreatic rejection, allowing earlier
recognition and treatment of rejection. To prevent early rejection,
patients are given anti-lymphocyte globulin or OKT3 as induction in the
first 14 posttransplant days. In a small series at the Mayo Clinic ten
of 18 developed cytomegalovirus infection vs. two of 18
subjects who had a kidney transplant alone (231).
There are demonstrable benefits to combined pancreas/kidney
transplants. In a review of 253 patients in Wisconsin, immediate
insulin independence was achieved in virtually all patients. There was
normalization of glycosylated hemoglobin and cholesterol levels were
lower. The Stockholm group (232) reports that pancreas transplants
prevented nephropathy in the cotransplanted kidney. Earlier reports
showed deterioration in retinopathy after transplantation, but the
Wisconsin group in a larger recent series (225) demonstrated
improvement in 43%, and deterioration in only 7% of those
transplanted. The Minnesota group (233) studied 113 patients who had
achieved insulin independence for more than 1 yr and found normal
glucose levels (86, 87, 88, 89, 90, 91), normal hemoglobin A1C levels (5.35.8%), and
normal response to arginine and glucose stimulation.
Investigators continue to search for safer immunosuppressive agents.
FK506, whose mechanism of action is similar to cyclosporine A, is now
used in some centers and may be associated with a lower rate of graft
loss when used for induction and a higher rate of graft salvage when
used for rescue or rejection therapy (234). Ricordi and co-workers
(242) are studying combined bone marrow infusions and
immunosuppression. Utilization of Cell-Sept rather than azothioprine
may enhance engrafment and allow maintenance, immunotherapy with a much
lower dose of glucocorticoids (221). This is likely to translate into
lower morbidity and mortality and improved long-term quality of life.
The field of transplantation for both islets and pancreas appears to be
advancing progressively. Pancreas transplantation is likely to become
more accepted, particularly when combined with a kidney transplant. As
therapies that prevent autoimmune diabetes are improved, the success of
islet transplantation will also likely improve.
G. Islet cell transplantation/prevention of ß-cell destruction
The possibility of islet cell transplantation as a therapy for
type I diabetes was mentioned by Lazarow (235) in his 1973 Banting
lecture. His group had shown that fetal pancreas could be incubated in
tissue culture and that the islets of the pancreas developed
preferentially in vitro. Early studies in rats demonstrated
the feasibility of islet transplantation (236), although injection of
islets into the portal vein failed (237) and islets were usually
rejected (238). Indeed, radiation, antilymphocyte serum, and
transplantation into immunoprivileged sites also failed (239).
Over time, the success of islet transplantation in rodent models has
improved. In particular, treatment of islet tissue by a variety of
methods designed to reduce their immunogenicity can prolong graft
function and, in some strain combinations, lead to long-term function.
The isolation of human islet cells has also improved over time. Simple
digestion of pancreas with collegenase, which is effective in rodents,
does not work well with the more densely organized human pancreas. In
the early 1980s a technique was devised in which collegenase was
injected into pancreatic ducts, followed by gentle mechanical
dissociation and discontinuous gradient purification (240), Currently a
three-step method is used. First, collegenase is infused via the
pancreatic duct. Next, mechanical dissociation of the tissue is
achieved. Finally, Ficoll density gradient purification concentrates
islets (241). Automatic digestion (242), preparation of Ficoll
gradients in hypothermic preservation solutions (243), and automatic
purification protocols (244) permit mass islet cell recovery.
In the absence of autoimmunity and allograft immunity (such as islet
isografts in patients after pancreatectomy), islet transplants are
usually successful. Recently Bretzel and his group (245) in Germany
proposed minimal requirements for quality control in islet cell
transplant tissue: 1) islet mass of more than 8,000 islets/kg in Type I
diabetic subjects; 2) more than 80% of total cell volume are islets;
3) more than 80% of the islets are viable; 4) islet cells function
in vitro as documented by a biphasic response to glucose
challenge and return to baseline; 5) exclusion of bacterial or other
contamination.
Before 1990, islet cell function after transplantation was almost
nonexistent. Transplanted islets did not produce insulin as measured by
C peptide levels. By 1990, improvement in the quality and quantity of
transplanted islets, as well as immunological induction with monoclonal
or polyclonal antibodies, had improved insulin secretion [80% of
recipients had C peptide levels that exceeded 1 ng/ml for greater than
1 month (246)]. Since 1990, more than 150 patients worldwide have
received islet transplants. Few have achieved insulin independence.
Nevertheless, the islets have often produced enough insulin to make
diabetes control easier and to allow lower glycosylated hemoglobin
levels (247).
A difficulty in envisioning large-scale islet cell transplantation has
been the availability of islets themselves. Over the past decade
investigators have improved the technique of cryopreservation, which
will allow collection and storage of viable human islets in tissue
banks to allow pooled human grafts. Cryopreservation became available
for rodent and canine islets in 1983 and subsequently for adult human
islets (248) and human fetal islets (249). The current process involves
addition of a cryoprotective additive (dimethylsulfoxide), freezing and
thawing of tissue, and return to a physiological medium. The best
results have been achieved with slow cooling to -40 C in combination
with rapid thaw from -196 C (250).
Using combinations of cryopreserved pooled islets and fresh islets,
researchers at the University of Alberta treated five patients (251).
One of their subjects, treated with 10,000 islet equivalents/kg became
insulin independent at 69 days and has remained so for 2.5 yr.
The concept of immunoisolation of islet cells was first investigated in
the late 1970s when Lacy (247) implanted hollow fibers containing rat
islets into the peritoneal cavities of streptozotocin-treated diabetic
mice. These animals became euglycemic, but by 10 days had again become
hyperglycemic. In 1980 Lim and Sun (252) suspended islets in an
alginate gel. Using this technique, mice have remained euglycemic for
as long as 1 yr, and studies demonstrated viable islets. However,
attempts in larger animals failed because the membranes proved
mechanically unstable and stimulated fibrosis of the capsules (253, 254). Capsules have now been formulated with purified alginate, and
isolated successful transplantation has been reported in rats (255, 256) and dogs (257, 258). In 1994 Soon-Shiong and colleagues (259)
implanted an adult male with 678,000 islet equivalents in the
intraperitoneal space. Despite the large number of islets used, insulin
therapy only decreased from 0.7 U/kg/day to 0.2 U/kg/day. The huge
number of islets used and minimal long-term success of the transplant,
with intraperitoneal injections of tissue and alginate, limit
enthusiasm for this procedure as described. However, the overall
approach, especially with retrievable devices, is promising and
requires additional basic research.
 |
V. Conclusion
|
|---|
Relatives of patients with type I diabetes who are beginning to
develop diabetes can now be readily identified with immunological and
metabolic assays. It is likely, although not proven, that similar
screening can now identify high-risk individuals from the general
population. With such prediction is likely to come a flurry of
"immunomodulatory" trials of disease prevention. In the long term,
immunological "vaccination" for the prevention of type I diabetes
is a possibility. With further understanding of the pathogenesis of
ß-cell destruction, prevention of type I diabetes coupled with islet
transplantation for those already diabetic offers hope to the many
families afflicted with this disorder.
 |
Footnotes
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Address reprint requests to: George S. Eisenbarth, M.D., Ph.D., Barbara Davis Center for Childhood Diabetes, University of Colorado Health Sciences Center, 4200 East 9th Avenue, Box B140, Denver, Colorado 80262.
1 Research supported by grants from the NIH (DK-32083) and from the
American Diabetes Association, the Blum-Kovler Foundation, and the
Childrens Diabetes Foundation. 
 |
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